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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
751
Sprott Physical Silver Trust
PSLV
$11.9B
– –
-10,231
Closed -$54K
PXF icon
752
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
– –
-5,835
Closed -$211K
REZ icon
753
iShares Residential and Multisector Real Estate ETF
REZ
$914M
– –
-6,879
Closed -$436K
RH icon
754
RH
RH
$3.3B
– –
-2,575
Closed -$205K
RMTI icon
755
Rockwell Medical
RMTI
$26.2M
– –
-119
Closed -$134K
ROP icon
756
Roper Technologies
ROP
$36.3B
– –
-1,191
Closed -$226K
RQI icon
757
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-12,783
Closed -$156K
RSPH icon
758
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
– –
-62,350
Closed -$957K
RTH icon
759
VanEck Retail ETF
RTH
$248M
– –
-7,611
Closed -$592K
SABA
760
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-32,175
Closed -$409K
SBIO icon
761
ALPS Medical Breakthroughs ETF
SBIO
$202M
– –
-8,194
Closed -$260K
SEDG icon
762
SolarEdge
SEDG
$2.59B
– –
-10,748
Closed -$303K
SJB icon
763
ProShares Short High Yield
SJB
$52.1M
– –
-10,858
Closed -$311K
SKYY icon
764
First Trust Cloud Computing ETF
SKYY
$2.74B
– –
-7,121
Closed -$214K
SPXL icon
765
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.58B
– –
-10,504
Closed -$218K
SPY icon
766
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-3,300
Closed -$673K
SPY icon
767
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-1,500
Closed -$306K
SRPT icon
768
Sarepta Therapeutics
SRPT
$1.66B
– –
-8,350
Closed -$322K
SSO icon
769
ProShares Ultra S&P500
SSO
$7.82B
– –
-473,608
Closed -$3.73M
TDIV icon
770
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
– –
-8,407
Closed -$212K
TEF
771
DELISTED
Telefonica
TEF
– –
-104,617
Closed -$899K
TRN icon
772
Trinity Industries
TRN
$2.97B
– –
-17,350
Closed -$300K
TYL icon
773
Tyler Technologies
TYL
$12.2B
– –
-1,410
Closed -$246K
TZA icon
774
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
– –
-18
Closed -$317K
UDN icon
775
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
– –
-9,925
Closed -$213K
29 30
31
32 33

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.