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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
726
Pool Corp
POOL
$6.73B
$602K 0.02%
1,757
+86
+5% +$30.5K
DFUV icon
727
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$601K 0.02%
17,964
+4,018
+29% +$138K
QSR icon
728
Restaurant Brands International
QSR
$25.8B
$596K 0.02%
8,871
-175
-2% -$11.4K
VRN
729
DELISTED
Veren
VRN
$592K 0.02%
83,900
+7,700
+10% +$53.4K
XLRE icon
730
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$591K 0.02%
15,805
-3,641
-19% -$140K
LNG icon
731
Cheniere Energy
LNG
$53.6B
$588K 0.02%
3,728
-2,790
-43% -$421K
ZTR
732
Virtus Total Return Fund
ZTR
$340M
$587K 0.02%
90,723
+531
+0.6% +$3.5K
KEY icon
733
KeyCorp
KEY
$24.1B
$587K 0.02%
46,873
+32,828
+234% +$555K
XMVM icon
734
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$586K 0.02%
13,436
-6,712
-33% -$308K
GDV icon
735
Gabelli Dividend & Income Trust
GDV
$2.61B
$586K 0.02%
28,194
-264
-0.9% -$5.6K
ESS icon
736
Essex Property Trust
ESS
$18.7B
$586K 0.02%
2,800
+1,684
+151% +$371K
IDEV icon
737
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$586K 0.02%
+9,684
New +$575K
CTAS icon
738
Cintas
CTAS
$84.4B
$585K 0.02%
+5,056
New +$557K
ZBH icon
739
Zimmer Biomet
ZBH
$17.8B
$584K 0.02%
4,518
-177
-4% -$22.2K
EW icon
740
Edwards Lifesciences
EW
$47.8B
$583K 0.02%
7,052
-110
-2% -$8.65K
CEG icon
741
Constellation Energy
CEG
$96.4B
$582K 0.02%
7,419
+731
+11% +$59.1K
PJUN icon
742
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$580K 0.02%
18,833
-565
-3% -$17.2K
PMAY icon
743
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$576K 0.02%
19,988
+3,547
+22% +$101K
RETA
744
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$575K 0.02%
6,320
-2,975
-32% -$175K
IDV icon
745
iShares International Select Dividend ETF
IDV
$8.24B
$574K 0.02%
20,882
-1,935
-8% -$54.5K
BDEC icon
746
Innovator US Equity Buffer ETF December
BDEC
$216M
$570K 0.02%
16,841
+7,048
+72% +$233K
BEPC icon
747
Brookfield Renewable
BEPC
$5.95B
$565K 0.02%
16,170
+128
+0.8% +$3.88K
RGNX icon
748
Regenxbio
RGNX
$622M
$564K 0.02%
29,846
+7,175
+32% +$159K
SITE icon
749
SiteOne Landscape Supply
SITE
$4.49B
$563K 0.02%
4,117
+300
+8% +$42.3K
BAUG icon
750
Innovator US Equity Buffer ETF August
BAUG
$198M
$562K 0.02%
17,815
+2,955
+20% +$91.4K
28 29
30
31 32

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.