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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
726
Enterprise Products Partners
EPD
$82.5B
$616K 0.02%
28,479
+127
+0.4% +$2.88K
GNTX icon
727
Gentex
GNTX
$4.88B
$616K 0.02%
18,692
-2,156
-10% -$69.6K
INDA icon
728
iShares MSCI India ETF
INDA
$6.77B
$613K 0.02%
12,584
+3,642
+41% +$170K
NFLX icon
729
CALL
Netflix
NFLX
$293B
$610K 0.02%
+10,000
New +$550K
FEMB icon
730
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$609K 0.02%
18,686
+810
+5% +$27.5K
JMIA
731
Jumia Technologies
JMIA
$752M
$609K 0.02%
32,785
+1,565
+5% +$33.1K
BUD icon
732
AB InBev
BUD
$156B
$608K 0.02%
10,791
+3,237
+43% +$203K
WEC icon
733
WEC Energy
WEC
$37.1B
$608K 0.02%
6,889
-190
-3% -$17.8K
OTIS icon
734
Otis Worldwide
OTIS
$27.9B
$603K 0.02%
7,326
-469
-6% -$41.2K
TFC icon
735
Truist Financial
TFC
$63.7B
$601K 0.02%
10,243
+3,486
+52% +$195K
CPE
736
DELISTED
Callon Petroleum Company
CPE
$598K 0.02%
12,175
+6,869
+129% +$266K
SI
737
DELISTED
Silvergate Capital Corporation
SI
$597K 0.02%
5,169
-66
-1% -$7.07K
CAR icon
738
Avis
CAR
$5.78B
$596K 0.02%
+5,115
New +$451K
ZGNX
739
DELISTED
Zogenix, Inc.
ZGNX
$596K 0.02%
39,235
+18,200
+87% +$284K
RUN icon
740
Sunrun
RUN
$2.38B
$595K 0.02%
13,529
+696
+5% +$33.2K
UAA icon
741
Under Armour
UAA
$3.02B
$593K 0.02%
+29,366
New +$649K
UFOX
742
Defiance Space and Connective Tech ETF
UFOX
$840M
$592K 0.02%
16,289
+582
+4% +$22K
BNDC icon
743
FlexShares Core Select Bond Fund
BNDC
$168M
$591K 0.02%
22,530
+2,700
+14% +$71.6K
KOF icon
744
Coca-Cola Femsa
KOF
$22.9B
$588K 0.02%
10,444
-1,401
-12% -$78.4K
HACK icon
745
Amplify Cybersecurity ETF
HACK
$2.65B
$587K 0.02%
9,658
+1,322
+16% +$82.9K
LZB icon
746
La-Z-Boy
LZB
$1.62B
$586K 0.02%
18,171
-95
-0.5% -$3.27K
TFFP
747
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$586K 0.02%
3,036
+158
+5% +$33.5K
MCHP icon
748
Microchip Technology
MCHP
$42.3B
$582K 0.02%
7,582
-488
-6% -$36.6K
DFS
749
DELISTED
Discover Financial Services
DFS
$581K 0.02%
4,731
-476
-9% -$59.7K
FNDF icon
750
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$580K 0.02%
17,662
+293
+2% +$9.71K
28 29
30
31 32

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.