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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
726
Gabelli Dividend & Income Trust
GDV
$2.52B
$555K 0.02%
23,143
+2,116
+10% +$48.4K
TJX icon
727
TJX Companies
TJX
$139B
$555K 0.02%
8,389
-5,802
-41% -$388K
PSCH icon
728
Invesco S&P SmallCap Health Care ETF
PSCH
$181M
$554K 0.02%
9,033
-1,434
-14% -$88.8K
ADI icon
729
Analog Devices
ADI
$176B
$551K 0.02%
3,553
+124
+4% +$19.1K
HIG icon
730
Hartford Financial Services
HIG
$36.1B
$550K 0.02%
8,240
+4,156
+102% +$225K
SMLV icon
731
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$250M
$550K 0.02%
4,939
-998
-17% -$106K
CHTR icon
732
Charter Communications
CHTR
$15.3B
$548K 0.02%
887
-130
-13% -$81.2K
ORI icon
733
Old Republic International
ORI
$9.78B
$547K 0.02%
25,052
+100
+0.4% +$2K
DUDE
734
DELISTED
Merlyn.AI SectorSurfer Momentum ETF
DUDE
$547K 0.02%
+20,500
New +$570K
DON icon
735
WisdomTree US MidCap Dividend Fund
DON
$3.91B
$546K 0.02%
13,507
-2,045
-13% -$77.8K
SPLK
736
DELISTED
Splunk Inc
SPLK
$546K 0.02%
4,028
-780
-16% -$122K
FUBO icon
737
FuboTV Inc
FUBO
$299M
$545K 0.02%
+2,054
New +$882K
DSL
738
DoubleLine Income Solutions Fund
DSL
$1.18B
$542K 0.02%
29,840
-12,480
-29% -$216K
BCE icon
739
BCE
BCE
$20.8B
$540K 0.02%
11,964
+529
+5% +$23.3K
SFL icon
740
SFL Corp
SFL
$1.91B
$540K 0.02%
+67,384
New +$499K
AOM icon
741
iShares Core Moderate Allocation ETF
AOM
$1.79B
$536K 0.02%
12,310
+73
+0.6% +$3.18K
EAGG icon
742
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.03B
$536K 0.02%
9,793
+2,400
+32% +$133K
FBC
743
DELISTED
Flagstar Bancorp, Inc. New
FBC
$535K 0.02%
11,860
+1,614
+16% +$72.9K
WHR icon
744
Whirlpool
WHR
$2.15B
$534K 0.02%
2,422
-45
-2% -$8.93K
FITB
745
Fifth Third Bancorp
FITB
$48.3B
$533K 0.02%
14,233
+1,032
+8% +$35K
MSCI icon
746
MSCI
MSCI
$39.9B
$531K 0.02%
1,266
+15
+1% +$6.3K
XRT icon
747
State Street SPDR S&P Retail ETF
XRT
$393M
$529K 0.02%
5,932
+2,579
+77% +$209K
MPC icon
748
Marathon Petroleum
MPC
$118B
$527K 0.02%
9,860
+787
+9% +$39.7K
MANU icon
749
Manchester United
MANU
$3.44B
$524K 0.02%
33,302
+754
+2% +$12.7K
ATHM icon
750
Autohome
ATHM
$2.44B
$523K 0.02%
5,606
+144
+3% +$16K
28 29
30
31 32

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.