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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
726
ScottsMiracle-Gro
SMG
$4.03B
$365K 0.01%
2,384
+751
+46% +$116K
TSI
727
TCW Strategic Income Fund
TSI
$213M
$365K 0.01%
64,951
+15
+0% +$86
HBAN icon
728
Huntington Bancshares
HBAN
$34.7B
$364K 0.01%
39,736
-128
-0.3% -$1.19K
ANGL icon
729
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$362K 0.01%
+12,157
New +$364K
BEN icon
730
Franklin Resources
BEN
$17.2B
$362K 0.01%
17,769
+2,556
+17% +$53.7K
DBL
731
DoubleLine Opportunistic Credit Fund
DBL
$277M
$360K 0.01%
18,866
+26
+0.1% +$500
SNA icon
732
Snap-on
SNA
$21B
$360K 0.01%
2,443
-362
-13% -$52.6K
FRT icon
733
Federal Realty Investment Trust
FRT
$11B
$359K 0.01%
4,881
+1,280
+36% +$101K
TOTL icon
734
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$358K 0.01%
7,262
-68
-0.9% -$3.37K
NAPR icon
735
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$357K 0.01%
10,225
– –
ORLY icon
736
O'Reilly Automotive
ORLY
$75.7B
$357K 0.01%
11,625
+60
+0.5% +$1.82K
YUM icon
737
Yum! Brands
YUM
$40.9B
$357K 0.01%
3,909
-166
-4% -$15.3K
BKNG icon
738
Booking.com
BKNG
$145B
$356K 0.01%
5,175
-25
-0.5% -$1.76K
PGHY icon
739
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$355K 0.01%
16,439
-5,100
-24% -$110K
ACES icon
740
ALPS Clean Energy ETF
ACES
$108M
$353K 0.01%
6,372
+124
+2% +$6.04K
DES icon
741
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$352K 0.01%
16,715
-1,406
-8% -$30.6K
SDIV icon
742
Global X SuperDividend ETF
SDIV
$1.21B
$352K 0.01%
10,913
+1,117
+11% +$37.5K
PTBD icon
743
Pacer Trendpilot US Bond ETF
PTBD
$85.2M
$351K 0.01%
+13,457
New +$354K
KRE icon
744
State Street SPDR S&P Regional Banking ETF
KRE
$4.48B
$350K 0.01%
9,801
-829
-8% -$31.2K
JETS icon
745
US Global Jets ETF
JETS
$763M
$346K 0.01%
20,448
-7,866
-28% -$134K
OUSA icon
746
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$344K 0.01%
9,498
+6
+0.1% +$214
CUZ icon
747
Cousins Properties
CUZ
$5.27B
$343K 0.01%
11,995
-430
-3% -$12.8K
CHWY icon
748
Chewy
CHWY
$9.07B
$341K 0.01%
6,211
+571
+10% +$30.8K
SLYV icon
749
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$341K 0.01%
6,811
-564
-8% -$28.9K
STOR
750
DELISTED
STORE Capital Corporation
STOR
$340K 0.01%
12,399
-989
-7% -$25.1K
28 29
30
31 32

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.