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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
726
iShares Select U.S. REIT ETF
ICF
$2.14B
$238K 0.01%
5,194
+642
+14% +$35.9K
REET icon
727
iShares Global REIT ETF
REET
$5.19B
$238K 0.01%
12,433
+33
+0.3% +$842
UL icon
728
Unilever
UL
$143B
$236K 0.01%
4,156
+5
+0.1% +$314
USHY icon
729
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$236K 0.01%
6,659
+1,591
+31% +$62.9K
JTD
730
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$236K 0.01%
20,996
+987
+5% +$15.5K
GPM
731
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$235K 0.01%
47,567
+1,323
+3% +$9.55K
INGR icon
732
Ingredion
INGR
$6.53B
$234K 0.01%
+3,098
New +$266K
GM icon
733
General Motors
GM
$80.3B
$232K 0.01%
11,153
-737
-6% -$22.5K
LDOS icon
734
Leidos
LDOS
$14.8B
$232K 0.01%
2,536
+220
+9% +$22.2K
IOVA icon
735
Iovance Biotherapeutics
IOVA
$2.11B
$231K 0.01%
7,725
-341
-4% -$9.04K
IVZ icon
736
Invesco
IVZ
$13.2B
$231K 0.01%
25,418
+4,475
+21% +$68K
RSPH icon
737
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$771M
$231K 0.01%
12,210
-190
-2% -$4.03K
SPH icon
738
Suburban Propane Partners
SPH
$1.25B
$230K 0.01%
16,261
+880
+6% +$17.1K
DGRW icon
739
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$229K 0.01%
5,898
-678
-10% -$30.8K
QDF icon
740
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$227K 0.01%
6,303
-1,024
-14% -$45.5K
ITM icon
741
VanEck Intermediate Muni ETF
ITM
$2.15B
$226K 0.01%
+4,601
New +$230K
RCL icon
742
Royal Caribbean
RCL
$83.5B
$226K 0.01%
+7,035
New +$643K
KIO
743
KKR Income Opportunities Fund
KIO
$449M
$225K 0.01%
21,121
+350
+2% +$5.09K
TNL icon
744
Travel + Leisure Co
TNL
$4.71B
$225K 0.01%
10,361
-2,424
-19% -$101K
URTH icon
745
iShares MSCI World ETF
URTH
$7.88B
$225K 0.01%
2,890
+71
+3% +$6.56K
FNX icon
746
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$224K 0.01%
4,639
+502
+12% +$32.5K
ALLE icon
747
Allegion
ALLE
$13.9B
$223K 0.01%
2,418
– –
OMC icon
748
Omnicom Group
OMC
$24.4B
$223K 0.01%
4,059
-2,515
-38% -$178K
MPC icon
749
Marathon Petroleum
MPC
$91B
$221K 0.01%
9,344
-648
-6% -$29.9K
SPGP icon
750
Invesco S&P 500 GARP ETF
SPGP
$2.23B
$221K 0.01%
4,965
-2,485
-33% -$142K
28 29
30
31 32

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.