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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VER
726
DELISTED
VEREIT, Inc.
VER
$330K 0.02%
6,740
-674
-9% -$31.8K
GBAB
727
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$328K 0.02%
13,737
+4,900
+55% +$119K
WY icon
728
Weyerhaeuser
WY
$17.3B
$328K 0.02%
11,838
+207
+2% +$5.4K
KMX icon
729
CarMax
KMX
$8.27B
$327K 0.02%
+3,714
New +$319K
TLTD icon
730
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$327K 0.02%
5,428
+50
+0.9% +$2.98K
INFO
731
DELISTED
IHS Markit Ltd. Common Shares
INFO
$327K 0.02%
4,887
-95
-2% -$6.21K
AAXJ icon
732
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$326K 0.02%
4,914
+371
+8% +$24.9K
TDY icon
733
Teledyne Technologies
TDY
$30.4B
$325K 0.02%
1,009
+108
+12% +$32.2K
AYX
734
DELISTED
Alteryx Inc
AYX
$325K 0.02%
3,021
+71
+2% +$8.81K
DGX icon
735
Quest Diagnostics
DGX
$25.1B
$324K 0.02%
3,031
+21
+0.7% +$2.16K
LZB icon
736
La-Z-Boy
LZB
$1.59B
$322K 0.02%
9,598
-843
-8% -$27K
FBC
737
DELISTED
Flagstar Bancorp, Inc. New
FBC
$321K 0.02%
8,595
+581
+7% +$20.4K
CXT icon
738
Crane NXT
CXT
$3.04B
$320K 0.02%
11,438
– –
AMJ
739
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$320K 0.02%
13,768
-5,118
-27% -$124K
TEN
740
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$320K 0.02%
+25,551
New +$261K
VANI icon
741
Vivani Medical
VANI
$110M
$318K 0.02%
16,083
+11
+0.1% +$217
MDU icon
742
MDU Resources
MDU
$4.44B
$316K 0.02%
+29,505
New +$301K
RWX icon
743
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$314K 0.02%
7,947
-127
-2% -$4.94K
HYLS icon
744
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$313K 0.02%
6,485
+2,139
+49% +$103K
PPG icon
745
PPG Industries
PPG
$25.9B
$313K 0.02%
2,640
-32
-1% -$3.69K
RSPH icon
746
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$311K 0.01%
15,870
-5,270
-25% -$105K
NUM
747
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$310K 0.01%
22,217
-883
-4% -$12.4K
HOG icon
748
Harley-Davidson
HOG
$2.68B
$309K 0.01%
8,592
-262
-3% -$8.98K
WST icon
749
West Pharmaceutical
WST
$23.1B
$309K 0.01%
+2,180
New +$300K
AIVI icon
750
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$308K 0.01%
7,627
+506
+7% +$20.4K
28 29
30
31 32

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.