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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGR
726
DELISTED
Avangrid, Inc.
AGR
$267K 0.02%
5,308
-418
-7% -$20.6K
STI
727
DELISTED
SunTrust Banks, Inc.
STI
$267K 0.02%
4,506
+3
+0.1% +$184
NTG
728
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$266K 0.02%
1,899
+286
+18% +$39.9K
GNR icon
729
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$263K 0.01%
5,680
-1,838
-24% -$82.6K
JKHY icon
730
Jack Henry & Associates
JKHY
$10.7B
$263K 0.01%
1,897
-59
-3% -$7.8K
MNA icon
731
IQ ARB Merger Arbitrage ETF
MNA
$249M
$262K 0.01%
+8,213
New +$263K
ALRM icon
732
Alarm.com
ALRM
$2.56B
$261K 0.01%
+4,025
New +$244K
FLRN icon
733
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$261K 0.01%
+8,508
New +$260K
FYX icon
734
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$261K 0.01%
+4,233
New +$257K
TLTD icon
735
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$260K 0.01%
4,280
-100
-2% -$5.96K
UTG icon
736
Reaves Utility Income Fund
UTG
$3.69B
$260K 0.01%
+7,730
New +$244K
DES icon
737
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$259K 0.01%
9,398
+1
+0% +$27
FEN
738
DELISTED
First Trust Energy Income and Growth Fund
FEN
$259K 0.01%
+11,912
New +$247K
AQMS icon
739
Aqua Metals
AQMS
$9.63M
$258K 0.01%
420
-4
-0.9% -$2.22K
AYX
740
DELISTED
Alteryx Inc
AYX
$258K 0.01%
+3,073
New +$222K
IIPR icon
741
Innovative Industrial Properties
IIPR
$1.78B
$257K 0.01%
3,150
-11,067
-78% -$748K
ALLE icon
742
Allegion
ALLE
$13B
$256K 0.01%
2,818
– –
CAF
743
Morgan Stanley China A Share Fund
CAF
$334M
$256K 0.01%
+10,969
New +$230K
EEMS icon
744
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$256K 0.01%
5,680
-1,334
-19% -$58.9K
HEI icon
745
HEICO Corp
HEI
$48.9B
$256K 0.01%
+2,696
New +$235K
PSLV icon
746
Sprott Physical Silver Trust
PSLV
$11.9B
$256K 0.01%
46,215
-3,625
-7% -$20.5K
UN
747
DELISTED
Unilever NV New York Registry Shares
UN
$256K 0.01%
4,396
+525
+14% +$28.8K
VOD icon
748
Vodafone
VOD
$34.9B
$255K 0.01%
14,024
-1,885
-12% -$35K
OFS icon
749
OFS Capital
OFS
$43.8M
$254K 0.01%
21,644
+1,172
+6% +$13.6K
VEEV icon
750
CALL
Veeva Systems
VEEV
$30.3B
$254K 0.01%
2,000
-3,000
-60% -$338K
28 29
30
31 32

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.