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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
726
Marathon Petroleum
MPC
$90.3B
$224K 0.02%
3,396
-1,311
-28% -$80.2K
VGSH icon
727
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$224K 0.02%
3,722
+235
+7% +$14.2K
HEDJ icon
728
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$223K 0.02%
6,990
-1,560
-18% -$50.7K
IGE icon
729
iShares North American Natural Resources ETF
IGE
$747M
$223K 0.02%
6,301
+72
+1% +$2.42K
GNMA icon
730
iShares GNMA Bond ETF
GNMA
$422M
$222K 0.02%
4,496
+219
+5% +$10.9K
ILMN icon
731
Illumina
ILMN
$29.4B
$221K 0.02%
+1,039
New +$214K
TNA icon
732
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$221K 0.02%
3,150
-169
-5% -$11.4K
PEG icon
733
Public Service Enterprise Group
PEG
$39.8B
$220K 0.02%
4,265
-188
-4% -$9.47K
QQEW icon
734
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$220K 0.02%
3,802
+65
+2% +$3.7K
TLTD icon
735
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$220K 0.02%
+3,185
New +$216K
FTV icon
736
Fortive
FTV
$19B
$219K 0.02%
+4,794
New +$220K
SUPN icon
737
Supernus Pharmaceuticals
SUPN
$2.68B
$219K 0.02%
+5,500
New +$217K
VMO icon
738
Invesco Municipal Opportunity Trust
VMO
$647M
$219K 0.02%
17,655
-1,006
-5% -$12.6K
KWEB icon
739
KraneShares CSI China Internet ETF
KWEB
$5.2B
$218K 0.02%
+3,725
New +$216K
NFJ
740
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$218K 0.02%
16,711
– –
PCI
741
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$218K 0.02%
9,730
+4
+0% +$90
BDCS
742
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$218K 0.02%
+10,500
New +$222K
AVK
743
Advent Convertible and Income Fund
AVK
$544M
$217K 0.02%
+14,031
New +$218K
TOL icon
744
Toll Brothers
TOL
$14B
$217K 0.02%
4,520
-699
-13% -$32.2K
FLG
745
Flagstar Bank National Association
FLG
$5.77B
$217K 0.02%
5,562
+534
+11% +$20.7K
DLS icon
746
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$215K 0.02%
+2,799
New +$209K
LHX icon
747
L3Harris
LHX
$55.9B
$215K 0.02%
+1,520
New +$212K
NAD icon
748
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$215K 0.02%
15,291
+2,647
+21% +$37.1K
VPL icon
749
Vanguard FTSE Pacific ETF
VPL
$8.05B
$215K 0.02%
2,944
-1,193
-29% -$85.2K
CY
750
DELISTED
Cypress Semiconductor
CY
$215K 0.02%
14,076
+96
+0.7% +$1.52K
28 29
30
31 32

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.