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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPI
726
Farmland Partners
FPI
$419M
$223K 0.02%
24,719
+5,282
+27% +$46.7K
GPC icon
727
Genuine Parts
GPC
$17.1B
$223K 0.02%
+2,332
New +$198K
VIOO icon
728
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$223K 0.02%
3,286
-50
-1% -$3.19K
SPYG icon
729
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$221K 0.02%
+7,132
New +$217K
MIC
730
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$221K 0.02%
+3,058
New +$228K
BBDC icon
731
Barings BDC
BBDC
$862M
$219K 0.02%
15,324
+5,062
+49% +$76.3K
GF
732
New Germany Fund
GF
$184M
$219K 0.02%
11,774
– –
BHC icon
733
Bausch Health
BHC
$1.65B
$218K 0.02%
15,230
-1,184
-7% -$17.9K
JFR icon
734
Nuveen Floating Rate Income Fund
JFR
$1.23B
$218K 0.02%
18,584
+857
+5% +$10.1K
ALGN icon
735
Align Technology
ALGN
$12B
$217K 0.02%
+1,165
New +$199K
CERN
736
DELISTED
Cerner Corp
CERN
$217K 0.02%
3,048
-780
-20% -$51.8K
EXPD icon
737
Expeditors International
EXPD
$22.9B
$216K 0.02%
+3,601
New +$206K
TOL icon
738
Toll Brothers
TOL
$14B
$216K 0.02%
5,219
+3
+0.1% +$118
DES icon
739
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$215K 0.02%
7,662
-30
-0.4% -$802
RWL icon
740
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$215K 0.02%
+4,488
New +$210K
TNA icon
741
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$215K 0.02%
3,319
-355
-10% -$19.8K
GNMA icon
742
iShares GNMA Bond ETF
GNMA
$422M
$214K 0.02%
4,277
-609
-12% -$30.3K
HII icon
743
Huntington Ingalls Industries
HII
$11.3B
$214K 0.02%
+943
New +$197K
BRSL
744
Brightstar Lottery PLC
BRSL
$1.91B
$214K 0.02%
+8,702
New +$178K
VXUS icon
745
Vanguard Total International Stock ETF
VXUS
$153B
$214K 0.02%
3,917
-538
-12% -$28.9K
LDP icon
746
Cohen & Steers Duration Preferred & Income Fund
LDP
$602M
$213K 0.02%
+7,955
New +$212K
WFC.PRL icon
747
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$213K 0.02%
162
– –
FDEU
748
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$213K 0.02%
10,966
+392
+4% +$7.36K
ANDV
749
DELISTED
Andeavor
ANDV
$213K 0.02%
+2,062
New +$203K
AMD icon
750
Advanced Micro Devices
AMD
$851B
$212K 0.02%
16,648
-1,352
-8% -$17.6K
28 29
30
31 32

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.