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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
726
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
– –
-10,837
Closed -$522K
FYC icon
727
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
– –
-14,766
Closed -$450K
GGN
728
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
– –
-18,735
Closed -$89K
HACK icon
729
Amplify Cybersecurity ETF
HACK
$2.63B
– –
-10,217
Closed -$265K
HYT icon
730
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-10,937
Closed -$107K
IGD
731
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$500M
– –
-13,721
Closed -$96K
IGE icon
732
iShares North American Natural Resources ETF
IGE
$747M
– –
-7,755
Closed -$218K
IHE icon
733
iShares US Pharmaceuticals ETF
IHE
$1.47B
– –
-3,717
Closed -$200K
IHI icon
734
iShares US Medical Devices ETF
IHI
$3.02B
– –
-32,556
Closed -$665K
ILTB icon
735
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
– –
-3,887
Closed -$227K
INCY icon
736
Incyte
INCY
$23.5B
– –
-9,384
Closed -$1.02M
IWP icon
737
iShares Russell Mid-Cap Growth ETF
IWP
$20B
– –
-9,640
Closed -$443K
IYC icon
738
iShares US Consumer Discretionary ETF
IYC
$1.12B
– –
-7,124
Closed -$258K
KRE icon
739
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
– –
-4,992
Closed -$209K
KSS icon
740
Kohl's
KSS
$2.03B
– –
-5,647
Closed -$269K
LVS icon
741
Las Vegas Sands
LVS
$30.5B
– –
-7,067
Closed -$310K
LXP icon
742
LXP Industrial Trust
LXP
$3.53B
– –
-4,245
Closed -$170K
MFA
743
MFA Financial
MFA
$929M
– –
-2,990
Closed -$79K
MS icon
744
Morgan Stanley
MS
$337B
– –
-12,886
Closed -$410K
MU icon
745
Micron Technology
MU
$1.04T
– –
-73,349
Closed -$1.04M
MXL icon
746
MaxLinear
MXL
$6.49B
– –
-23,000
Closed -$339K
NTES icon
747
NetEase
NTES
$76.5B
– –
-5,970
Closed -$216K
NVO
748
Novo Nordisk
NVO
$216B
– –
-7,156
Closed -$208K
PFX icon
749
PhenixFIN
PFX
$83.9M
– –
-3,005
Closed -$452K
PICK icon
750
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
– –
-6,073
Closed -$102K
28 29
30
31 32

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.