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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
726
NXP Semiconductors
NXPI
$68B
– –
-2,585
Closed -$254K
PBE icon
727
Invesco Biotechnology & Genome ETF
PBE
$281M
– –
-3,466
Closed -$202K
PCEF icon
728
Invesco CEF Income Composite ETF
PCEF
$812M
– –
-12,112
Closed -$277K
PSA icon
729
Public Storage
PSA
$60.2B
– –
-1,604
Closed -$296K
PSI icon
730
Invesco Semiconductors ETF
PSI
$2.44B
– –
-107,760
Closed -$963K
QRVO icon
731
Qorvo
QRVO
$7.63B
– –
-18,107
Closed -$1.45M
RFV icon
732
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
– –
-5,904
Closed -$321K
RMTI icon
733
Rockwell Medical
RMTI
$26.2M
– –
-146
Closed -$260K
RWO icon
734
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
– –
-5,034
Closed -$231K
RYN icon
735
Rayonier
RYN
$6.49B
– –
-10,472
Closed -$243K
RZG icon
736
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
– –
-9,255
Closed -$278K
SCHX icon
737
Schwab US Large- Cap ETF
SCHX
$70.9B
– –
-41,496
Closed -$341K
SDOG icon
738
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
– –
-6,405
Closed -$235K
SLYG icon
739
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
– –
-5,052
Closed -$240K
SSO icon
740
ProShares Ultra S&P500
SSO
$7.82B
– –
-25,560
Closed -$206K
TLTD icon
741
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
– –
-3,587
Closed -$218K
TRN icon
742
Trinity Industries
TRN
$2.97B
– –
-12,045
Closed -$229K
TRP icon
743
TC Energy
TRP
$73.5B
– –
-6,388
Closed -$259K
TSM icon
744
TSMC
TSM
$2.09T
– –
-23,392
Closed -$531K
TZA icon
745
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
– –
-20
Closed -$305K
UL icon
746
Unilever
UL
$131B
– –
-4,656
Closed -$225K
URI icon
747
United Rentals
URI
$71.1B
– –
-3,213
Closed -$282K
VOOG icon
748
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
– –
-35,070
Closed -$597K
VOT icon
749
Vanguard Mid-Cap Growth ETF
VOT
$19B
– –
-4,266
Closed -$455K
VPL icon
750
Vanguard FTSE Pacific ETF
VPL
$8.05B
– –
-10,691
Closed -$653K
28 29
30
31 32

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.