We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
51
Walmart Inc
WMT
$871B
$10.2M 0.33%
116,647
+8,151
+8% +$765K
BIV icon
52
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$10.2M 0.32%
132,905
-135
-0.1% -$10.2K
IGSB icon
53
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$10.1M 0.32%
193,256
+101,226
+110% +$5.26M
PG icon
54
Procter & Gamble
PG
$343B
$10.1M 0.32%
59,353
-172
-0.3% -$28.8K
JNJ icon
55
Johnson & Johnson
JNJ
$635B
$9.82M 0.31%
59,236
-1,383
-2% -$216K
IBM icon
56
IBM
IBM
$202B
$9.73M 0.31%
39,118
+3,015
+8% +$737K
CGDV icon
57
Capital Group Dividend Value ETF
CGDV
$36.6B
$9.68M 0.31%
271,474
-10,939
-4% -$397K
CVX icon
58
Chevron
CVX
$388B
$9.36M 0.3%
55,972
-838
-1% -$131K
WM icon
59
Waste Management
WM
$95.9B
$9.28M 0.3%
40,064
+1,734
+5% +$384K
IMCG icon
60
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$9.2M 0.29%
128,755
-3,033
-2% -$231K
BNDX icon
61
Vanguard Total International Bond ETF
BNDX
$82B
$8.96M 0.29%
183,555
+16,571
+10% +$810K
IEFA icon
62
iShares Core MSCI EAFE ETF
IEFA
$186B
$8.96M 0.29%
118,441
-16,643
-12% -$1.24M
ABT icon
63
Abbott
ABT
$180B
$8.82M 0.28%
66,478
-3,592
-5% -$457K
RDVY icon
64
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$8.79M 0.28%
150,079
+14,800
+11% +$900K
VZ icon
65
Verizon
VZ
$194B
$8.72M 0.28%
192,292
-18,660
-9% -$777K
XLF icon
66
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$8.72M 0.28%
174,973
+17,451
+11% +$875K
XLV icon
67
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$8.71M 0.28%
59,631
+1,016
+2% +$148K
PLTR icon
68
Palantir
PLTR
$295B
$8.7M 0.28%
103,109
+17,450
+20% +$1.53M
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8.64M 0.28%
169,957
+15,767
+10% +$798K
USIG icon
70
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$8.54M 0.27%
167,223
+47,588
+40% +$2.41M
TDIV icon
71
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$8.41M 0.27%
114,296
+7,691
+7% +$609K
CAT icon
72
Caterpillar
CAT
$409B
$8.22M 0.26%
24,915
-1,438
-5% -$512K
AIRR icon
73
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$8.12M 0.26%
119,093
+13,849
+13% +$1.04M
FV icon
74
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$8.1M 0.26%
147,605
+9,239
+7% +$548K
KNG icon
75
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$7.98M 0.25%
158,024
+9,723
+7% +$493K
1 2
3
4 5

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.