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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$677B
$11.1M 0.34%
40,324
-827
-2% -$224K
VZ icon
52
Verizon
VZ
$194B
$10.8M 0.33%
239,571
-4,845
-2% -$202K
XOM icon
53
ExxonMobil
XOM
$651B
$10.7M 0.33%
91,185
-1,604
-2% -$185K
CGDV icon
54
Capital Group Dividend Value ETF
CGDV
$36.6B
$10.7M 0.33%
292,423
-79,338
-21% -$2.76M
TSLA icon
55
Tesla
TSLA
$1.24T
$10.7M 0.33%
40,732
-3,485
-8% -$795K
IEFA icon
56
iShares Core MSCI EAFE ETF
IEFA
$186B
$10.6M 0.32%
135,172
+2,528
+2% +$189K
WMT icon
57
Walmart Inc
WMT
$871B
$10.5M 0.32%
129,776
-4,643
-3% -$341K
AVGO icon
58
Broadcom
AVGO
$1.82T
$10.4M 0.32%
60,259
+1,739
+3% +$279K
NEE icon
59
NextEra Energy
NEE
$187B
$10.1M 0.31%
120,005
+1,329
+1% +$104K
JNJ icon
60
Johnson & Johnson
JNJ
$635B
$10.1M 0.31%
62,193
+486
+0.8% +$77.4K
VCSH icon
61
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$9.9M 0.3%
124,693
+14,008
+13% +$1.1M
CAT icon
62
Caterpillar
CAT
$409B
$9.72M 0.3%
24,845
-495
-2% -$171K
WM icon
63
Waste Management
WM
$95.9B
$9.68M 0.3%
46,634
-243
-0.5% -$50.7K
IWM icon
64
iShares Russell 2000 ETF
IWM
$80.9B
$9.63M 0.3%
43,618
-11,399
-21% -$2.44M
XLV icon
65
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$9.12M 0.28%
59,242
-1,876
-3% -$284K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$82B
$8.99M 0.28%
178,752
+41,981
+31% +$2.08M
UNH icon
67
UnitedHealth
UNH
$382B
$8.81M 0.27%
15,072
+144
+1% +$81.4K
IMCG icon
68
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$8.66M 0.27%
118,654
+29,619
+33% +$2.05M
LMBS icon
69
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$8.52M 0.26%
172,337
+8,439
+5% +$413K
JANW icon
70
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$8.41M 0.26%
255,319
-1,750
-0.7% -$56.9K
ABT icon
71
Abbott
ABT
$180B
$8.3M 0.25%
72,833
+12,488
+21% +$1.37M
TDIV icon
72
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$8.21M 0.25%
102,204
-4,735
-4% -$363K
KNG icon
73
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$8.15M 0.25%
149,550
+9,872
+7% +$518K
ITOT icon
74
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$8.1M 0.25%
64,454
-4,317
-6% -$523K
RDVY icon
75
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$8.06M 0.25%
136,104
-17,548
-11% -$998K
1 2
3
4 5

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BPS
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.