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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $4.57M | 0.36% |
94,625
-120,324
| -56% | -$5.7M |
|
52
Visa
V
$677B
| $4.41M | 0.34% |
16,925
-25,580
| -60% | -$6.3M |
|
53
Procter & Gamble
PG
$343B
| $4.38M | 0.34% |
29,877
-44,915
| -60% | -$6.65M |
|
54
iShares Core MSCI EAFE ETF
IEFA
$186B
| $4.38M | 0.34% |
62,207
-59,606
| -49% | -$3.93M |
|
|
55
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
| $4.35M | 0.34% |
+84,865
| New | +$4.14M |
|
56
Johnson & Johnson
JNJ
$635B
| $4.35M | 0.34% |
27,726
-48,905
| -64% | -$7.5M |
|
57
Waste Management
WM
$95.9B
| $4.3M | 0.34% |
24,018
-24,539
| -51% | -$4.11M |
|
58
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $4.12M | 0.32% |
30,185
-46,877
| -61% | -$6.1M |
|
59
Capital Group Dividend Value ETF
CGDV
$36.6B
| $4.09M | 0.32% |
137,169
-106,972
| -44% | -$2.95M |
|
60
Caterpillar
CAT
$409B
| $4.03M | 0.32% |
13,647
-17,509
| -56% | -$4.54M |
|
|
61
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $4.01M | 0.31% |
+77,055
| New | +$3.81M |
|
62
Verizon
VZ
$194B
| $3.98M | 0.31% |
105,452
-141,807
| -57% | -$5.02M |
|
63
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $3.93M | 0.31% |
24,912
-15,348
| -38% | -$2.23M |
|
64
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $3.88M | 0.3% |
59,965
-105,356
| -64% | -$6.43M |
|
65
iShares Russell 2000 ETF
IWM
$80.9B
| $3.83M | 0.3% |
19,072
-11,368
| -37% | -$2.04M |
|
66
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
| $3.82M | 0.3% |
154,210
-187,137
| -55% | -$4.51M |
|
67
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $3.77M | 0.3% |
73,209
-43,124
| -37% | -$1.99M |
|
68
Walmart Inc
WMT
$871B
| $3.73M | 0.29% |
71,058
-60,462
| -46% | -$3.2M |
|
69
PepsiCo
PEP
$186B
| $3.69M | 0.29% |
21,745
-17,408
| -44% | -$2.89M |
|
70
NextEra Energy
NEE
$187B
| $3.66M | 0.29% |
60,266
-63,586
| -51% | -$3.62M |
|
71
UnitedHealth
UNH
$382B
| $3.65M | 0.29% |
6,928
-8,041
| -54% | -$4.29M |
|
72
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $3.59M | 0.28% |
55,958
-53,489
| -49% | -$3.17M |
|
73
iShares Core S&P US Value ETF
IUSV
$27.2B
| $3.54M | 0.28% |
41,955
-79,505
| -65% | -$6.19M |
|
74
Intel
INTC
$466B
| $3.44M | 0.27% |
68,390
+7,103
| +12% | +$289K |
|
75
Innovator Defined Wealth Shield ETF
BALT
$2.66B
| $3.41M | 0.27% |
119,305
-187,286
| -61% | -$5.28M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.