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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
51
NextEra Energy
NEE
$187B
$10.3M 0.34%
133,371
-21,030
-14% -$1.62M
V icon
52
Visa
V
$677B
$10.1M 0.33%
44,670
-5,159
-10% -$1.15M
XLV icon
53
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$9.53M 0.32%
73,627
-1,789
-2% -$234K
CVX icon
54
Chevron
CVX
$388B
$9.27M 0.31%
56,799
+75
+0.1% +$12.6K
UNH icon
55
UnitedHealth
UNH
$382B
$9.2M 0.31%
19,469
-8,587
-31% -$4.14M
IUSV icon
56
iShares Core S&P US Value ETF
IUSV
$27.2B
$9.16M 0.3%
124,148
-7,550
-6% -$556K
AVUV icon
57
Avantis US Small Cap Value ETF
AVUV
$29.7B
$9.13M 0.3%
123,330
+6,503
+6% +$509K
COST icon
58
Costco
COST
$415B
$9.07M 0.3%
18,252
-1,154
-6% -$566K
XLK icon
59
State Street Technology Select Sector SPDR ETF
XLK
$115B
$9.06M 0.3%
120,042
-514
-0.4% -$35.4K
DIS icon
60
Walt Disney
DIS
$165B
$9.02M 0.3%
90,095
+1,128
+1% +$114K
VTI icon
61
Vanguard Total Stock Market ETF
VTI
$654B
$8.85M 0.29%
43,352
+1,370
+3% +$274K
PEP icon
62
PepsiCo
PEP
$186B
$8.81M 0.29%
48,334
+442
+0.9% +$77.3K
BA icon
63
Boeing
BA
$165B
$8.78M 0.29%
41,309
-5,340
-11% -$1.11M
UCON icon
64
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$8.71M 0.29%
359,887
-22,833
-6% -$555K
MTUM icon
65
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$8.68M 0.29%
62,418
-2,145
-3% -$303K
WM icon
66
Waste Management
WM
$95.9B
$8.67M 0.29%
53,131
-1,313
-2% -$201K
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.63M 0.29%
113,259
+1,608
+1% +$122K
TIP icon
68
iShares TIPS Bond ETF
TIP
$14.5B
$8.51M 0.28%
77,152
-54,703
-41% -$5.92M
RSP icon
69
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$8.4M 0.28%
58,063
+2,626
+5% +$385K
XLF icon
70
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$8.37M 0.28%
260,222
-26,590
-9% -$924K
IEFA icon
71
iShares Core MSCI EAFE ETF
IEFA
$186B
$8.29M 0.28%
124,051
-17,301
-12% -$1.13M
UPS icon
72
United Parcel Service
UPS
$97.6B
$8.26M 0.27%
42,567
-480
-1% -$88K
LLY icon
73
Eli Lilly
LLY
$1.07T
$8.24M 0.27%
24,002
+4,262
+22% +$1.44M
MOAT icon
74
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$8.13M 0.27%
110,052
-8,572
-7% -$608K
MCD icon
75
McDonald's
MCD
$188B
$8.08M 0.27%
28,893
+761
+3% +$204K
1 2
3
4 5

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.