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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
51
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$11.5M 0.34%
109,303
-13,600
-11% -$1.42M
ISTB icon
52
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$11.5M 0.34%
224,224
+13,518
+6% +$694K
TIP icon
53
iShares TIPS Bond ETF
TIP
$14.5B
$11.3M 0.34%
88,373
+17,819
+25% +$2.26M
HYG icon
54
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$11.2M 0.33%
126,778
+10,837
+9% +$946K
PG icon
55
Procter & Gamble
PG
$343B
$10.5M 0.31%
78,033
-4,935
-6% -$668K
WMT icon
56
Walmart Inc
WMT
$871B
$10.3M 0.31%
218,232
-32,955
-13% -$1.53M
FTCS icon
57
First Trust Capital Strength ETF
FTCS
$7.88B
$10.3M 0.31%
135,740
-13,759
-9% -$1.02M
FEX icon
58
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$10.1M 0.3%
117,410
+9,499
+9% +$799K
SPLV icon
59
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$10.1M 0.3%
165,097
-10,399
-6% -$630K
SCHD icon
60
Schwab US Dividend Equity ETF
SCHD
$102B
$10M 0.3%
398,598
+26,721
+7% +$675K
SCHG icon
61
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$9.93M 0.3%
544,456
+21,888
+4% +$379K
XLI icon
62
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$9.87M 0.29%
96,423
+1,122
+1% +$115K
F icon
63
Ford
F
$57.3B
$9.8M 0.29%
659,595
+107,521
+19% +$1.43M
PFE icon
64
Pfizer
PFE
$140B
$9.72M 0.29%
248,280
-2,240
-0.9% -$87.1K
FHLC icon
65
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$9.64M 0.29%
151,301
-13,012
-8% -$801K
IJT icon
66
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$9.59M 0.29%
72,334
-17,985
-20% -$2.34M
XLF icon
67
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$9.46M 0.28%
257,935
+30,092
+13% +$1.1M
ADBE icon
68
Adobe
ADBE
$89.5B
$9.39M 0.28%
16,034
+501
+3% +$258K
NEE icon
69
NextEra Energy
NEE
$187B
$9.33M 0.28%
127,275
-19,281
-13% -$1.45M
IGPT icon
70
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$9.18M 0.27%
167,130
-3,726
-2% -$200K
VO icon
71
Vanguard Mid-Cap ETF
VO
$106B
$9.16M 0.27%
154,312
+952
+0.6% +$55.2K
UNH icon
72
UnitedHealth
UNH
$382B
$9.15M 0.27%
22,847
+635
+3% +$253K
CAT icon
73
Caterpillar
CAT
$409B
$8.94M 0.27%
41,057
+9,635
+31% +$2.23M
RDVY icon
74
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$8.91M 0.27%
185,382
+50,648
+38% +$2.43M
BBWI icon
75
Bath & Body Works
BBWI
$4.01B
$8.78M 0.26%
150,701
-22,822
-13% -$1.23M
1 2
3
4 5

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.