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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
51
Alphabet (Google) Class A
GOOGL
$3.91T
$11.6M 0.37%
112,780
+3,580
+3% +$353K
IJT icon
52
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$11.6M 0.37%
90,319
+42,407
+89% +$5.39M
IHI icon
53
iShares US Medical Devices ETF
IHI
$3.02B
$11.6M 0.37%
210,084
-15,750
-7% -$873K
WMT icon
54
Walmart Inc
WMT
$871B
$11.4M 0.36%
251,187
+26,442
+12% +$1.22M
PG icon
55
Procter & Gamble
PG
$343B
$11.2M 0.36%
82,968
+1,199
+1% +$156K
NEE icon
56
NextEra Energy
NEE
$187B
$11.1M 0.35%
146,556
-34,557
-19% -$2.7M
IJJ icon
57
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$10.9M 0.35%
106,584
+86,071
+420% +$8.22M
ISTB icon
58
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$10.8M 0.35%
210,706
+127,776
+154% +$6.58M
FTCS icon
59
First Trust Capital Strength ETF
FTCS
$7.88B
$10.6M 0.34%
149,499
-109,076
-42% -$7.42M
SPLV icon
60
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$10.2M 0.33%
175,496
-10,547
-6% -$593K
FDN icon
61
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$10.1M 0.32%
46,506
-16,992
-27% -$3.78M
HYG icon
62
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$10.1M 0.32%
115,941
-72,947
-39% -$6.35M
SLV icon
63
iShares Silver Trust
SLV
$28.1B
$10M 0.32%
441,180
+301,361
+216% +$7.34M
FHLC icon
64
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$9.69M 0.31%
164,313
+14,606
+10% +$864K
FCX icon
65
Freeport-McMoran
FCX
$90B
$9.57M 0.31%
290,497
-14,678
-5% -$476K
XLI icon
66
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$9.38M 0.3%
95,301
+5,516
+6% +$505K
ROKU icon
67
Roku
ROKU
$21.1B
$9.26M 0.3%
28,416
-1,001
-3% -$392K
PFE icon
68
Pfizer
PFE
$140B
$9.08M 0.29%
250,520
-422
-0.2% -$15K
SCHD icon
69
Schwab US Dividend Equity ETF
SCHD
$102B
$9.04M 0.29%
371,877
+67,431
+22% +$1.53M
FLOT icon
70
iShares Floating Rate Bond ETF
FLOT
$10.1B
$9.03M 0.29%
177,852
+122,732
+223% +$6.24M
TPR icon
71
Tapestry
TPR
$28.8B
$8.88M 0.28%
+215,385
New +$8.3M
IGPT icon
72
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$8.87M 0.28%
170,856
+1,719
+1% +$94.5K
TIP icon
73
iShares TIPS Bond ETF
TIP
$14.5B
$8.86M 0.28%
70,554
+3,023
+4% +$383K
BBWI icon
74
Bath & Body Works
BBWI
$4.01B
$8.68M 0.28%
173,523
+17,775
+11% +$732K
FEX icon
75
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$8.64M 0.28%
107,911
+100,186
+1,297% +$7.78M
1 2
3
4 5

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.