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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
51
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$11.5M 0.39%
184,748
+13,551
+8% +$781K
PG icon
52
Procter & Gamble
PG
$343B
$11.4M 0.39%
81,769
+704
+0.9% +$98.4K
WMT icon
53
Walmart Inc
WMT
$871B
$10.8M 0.37%
224,745
-15,282
-6% -$742K
QCOM icon
54
Qualcomm
QCOM
$176B
$10.8M 0.37%
70,796
+38,136
+117% +$5.31M
NVDA icon
55
NVIDIA
NVDA
$5.01T
$10.6M 0.36%
813,320
-429,960
-35% -$5.76M
PWR icon
56
Quanta Services
PWR
$93.9B
$10.5M 0.36%
+146,362
New +$9.65M
SPLV icon
57
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$10.5M 0.36%
186,043
-23,052
-11% -$1.27M
XYZ
58
Block Inc
XYZ
$45.9B
$10.3M 0.35%
47,220
+21,076
+81% +$4.11M
FDX icon
59
FedEx
FDX
$74.5B
$10.2M 0.35%
39,439
+23,462
+147% +$6.5M
IWM icon
60
iShares Russell 2000 ETF
IWM
$80.9B
$10.1M 0.34%
51,646
+10,344
+25% +$1.81M
ROKU icon
61
Roku
ROKU
$21.1B
$9.77M 0.33%
29,417
+87
+0.3% +$22.8K
TLT icon
62
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$9.72M 0.33%
61,615
-141
-0.2% -$22.4K
ARKG icon
63
ARK Genomic Revolution ETF
ARKG
$1.51B
$9.69M 0.33%
103,892
+4,059
+4% +$323K
BRK.B icon
64
Berkshire Hathaway Class B
BRK.B
$1.07T
$9.6M 0.33%
41,408
-603
-1% -$133K
GOOGL icon
65
Alphabet (Google) Class A
GOOGL
$3.91T
$9.57M 0.33%
109,200
+1,160
+1% +$97.6K
PFE icon
66
Pfizer
PFE
$140B
$9.24M 0.31%
250,942
+20,151
+9% +$739K
UPS icon
67
United Parcel Service
UPS
$97.6B
$8.97M 0.31%
53,246
+20,558
+63% +$3.47M
PHYS icon
68
Sprott Physical Gold
PHYS
$14.6B
$8.73M 0.3%
578,359
+126,187
+28% +$1.87M
IGPT icon
69
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$8.67M 0.29%
169,137
-2,469
-1% -$114K
IJK icon
70
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$8.66M 0.29%
119,871
+20,371
+20% +$1.36M
FHLC icon
71
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$8.65M 0.29%
149,707
+9,283
+7% +$512K
TIP icon
72
iShares TIPS Bond ETF
TIP
$14.5B
$8.62M 0.29%
67,531
+9,148
+16% +$1.15M
SBUX icon
73
Starbucks
SBUX
$118B
$8.49M 0.29%
79,348
+4,166
+6% +$398K
XLF icon
74
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$8.4M 0.29%
284,820
+99,198
+53% +$2.65M
XLB icon
75
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$8.38M 0.28%
231,428
+122,206
+112% +$4.18M
1 2
3
4 5

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.