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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
51
McDonald's
MCD
$188B
$9.49M 0.38%
43,251
+16,133
+59% +$3.31M
BND icon
52
Vanguard Total Bond Market
BND
$157B
$9.05M 0.36%
102,631
-17,529
-15% -$1.55M
FTSM icon
53
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$9.04M 0.36%
150,678
+29,493
+24% +$1.77M
IEMG icon
54
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$9.04M 0.36%
171,197
-5,782
-3% -$303K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.07T
$8.95M 0.35%
42,011
-779
-2% -$159K
FIXD icon
56
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$8.75M 0.35%
158,958
+52,220
+49% +$2.89M
BA icon
57
Boeing
BA
$165B
$8.35M 0.33%
50,540
+6,209
+14% +$1.06M
AMD icon
58
Advanced Micro Devices
AMD
$851B
$8.35M 0.33%
101,784
-38,446
-27% -$2.85M
PFE icon
59
Pfizer
PFE
$140B
$8.04M 0.32%
230,791
+29,075
+14% +$1.02M
MINT icon
60
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$7.98M 0.32%
78,289
-2,718
-3% -$277K
XLK icon
61
State Street Technology Select Sector SPDR ETF
XLK
$115B
$7.96M 0.32%
136,406
-19,946
-13% -$1.13M
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$3.91T
$7.92M 0.31%
108,040
+4,900
+5% +$373K
FHLC icon
63
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$7.39M 0.29%
140,424
+10,557
+8% +$552K
TIP icon
64
iShares TIPS Bond ETF
TIP
$14.5B
$7.39M 0.29%
58,383
+3,429
+6% +$431K
ICSH icon
65
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$7.36M 0.29%
145,486
+19,628
+16% +$992K
ADBE icon
66
Adobe
ADBE
$89.5B
$7.34M 0.29%
14,960
-705
-5% -$328K
SPGI icon
67
S&P Global
SPGI
$126B
$7.33M 0.29%
20,316
-998
-5% -$352K
COST icon
68
Costco
COST
$415B
$7.31M 0.29%
20,599
-132
-0.6% -$44.4K
VXX icon
69
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
$7.26M 0.29%
4,555
+4,010
+736% +$7.12M
IGV icon
70
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$7.18M 0.28%
115,455
-1,880
-2% -$113K
IGPT icon
71
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$7.08M 0.28%
171,606
+4,167
+2% +$168K
WM icon
72
Waste Management
WM
$95.9B
$7.04M 0.28%
62,245
+7,376
+13% +$815K
MO icon
73
Altria Group
MO
$122B
$6.81M 0.27%
176,181
-3,666
-2% -$153K
PHYS icon
74
Sprott Physical Gold
PHYS
$14.6B
$6.8M 0.27%
452,172
+405,166
+862% +$6.19M
PEP icon
75
PepsiCo
PEP
$186B
$6.53M 0.26%
47,134
+2,505
+6% +$341K
1 2
3
4 5

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.