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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.07T
$7.64M 0.34%
42,790
-1,890
-4% -$345K
AMD icon
52
Advanced Micro Devices
AMD
$851B
$7.38M 0.32%
140,230
+118,348
+541% +$6.27M
IHI icon
53
iShares US Medical Devices ETF
IHI
$3.02B
$7.32M 0.32%
165,870
-26,172
-14% -$1.12M
GOOGL icon
54
Alphabet (Google) Class A
GOOGL
$3.91T
$7.31M 0.32%
103,140
+360
+0.4% +$24.3K
FTSM icon
55
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$7.27M 0.32%
121,185
+21,604
+22% +$1.29M
TSLA icon
56
Tesla
TSLA
$1.24T
$7.22M 0.32%
100,350
+48,465
+93% +$2.62M
MO icon
57
Altria Group
MO
$122B
$7.06M 0.31%
179,847
+25,325
+16% +$988K
SPGI icon
58
S&P Global
SPGI
$126B
$7.02M 0.31%
21,314
+19,746
+1,259% +$5.94M
WMT icon
59
Walmart Inc
WMT
$871B
$6.94M 0.3%
173,706
+17,853
+11% +$734K
FBT icon
60
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$6.86M 0.3%
40,875
+30,492
+294% +$4.79M
ADBE icon
61
Adobe
ADBE
$89.5B
$6.82M 0.3%
15,665
+479
+3% +$177K
TIP icon
62
iShares TIPS Bond ETF
TIP
$14.5B
$6.76M 0.3%
54,954
+14,424
+36% +$1.75M
FPX icon
63
First Trust US Equity Opportunities ETF
FPX
$1.51B
$6.72M 0.3%
80,207
+70,897
+762% +$5.35M
INTC icon
64
Intel
INTC
$466B
$6.71M 0.29%
112,160
-5,056
-4% -$302K
IGV icon
65
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$6.67M 0.29%
117,335
+9,465
+9% +$475K
FHLC icon
66
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$6.46M 0.28%
129,867
-15,375
-11% -$745K
SHOP icon
67
Shopify
SHOP
$148B
$6.43M 0.28%
67,710
+26,520
+64% +$1.84M
IGPT icon
68
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$6.41M 0.28%
167,439
-1,932
-1% -$66.3K
ICSH icon
69
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$6.36M 0.28%
125,858
+99,849
+384% +$5.03M
COST icon
70
Costco
COST
$415B
$6.29M 0.28%
20,731
+5,342
+35% +$1.63M
PFE icon
71
Pfizer
PFE
$140B
$6.26M 0.27%
201,716
+18,871
+10% +$641K
PYPL icon
72
PayPal
PYPL
$49.5B
$5.92M 0.26%
33,993
+2,030
+6% +$281K
PEP icon
73
PepsiCo
PEP
$186B
$5.9M 0.26%
44,629
+7,839
+21% +$1.03M
FIXD icon
74
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$5.85M 0.26%
106,738
+37,348
+54% +$2.02M
DTE icon
75
DTE Energy
DTE
$31.1B
$5.83M 0.26%
63,663
+7,587
+14% +$671K
1 2
3
4 5

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.