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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Walmart Inc
WMT
$871B
| $5.9M | 0.35% |
155,853
+3,522
| +2% | +$135K |
|
|
52
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $5.88M | 0.35% |
99,581
+70,017
| +237% | +$4.19M |
|
53
Vanguard Value ETF
VTV
$189B
| $5.85M | 0.35% |
65,650
+7,490
| +13% | +$822K |
|
54
Pfizer
PFE
$140B
| $5.66M | 0.34% |
182,845
+6,582
| +4% | +$224K |
|
55
NVIDIA
NVDA
$5.01T
| $5.42M | 0.32% |
821,680
-40,400
| -5% | -$255K |
|
56
Boeing
BA
$165B
| $5.32M | 0.32% |
35,682
+587
| +2% | +$161K |
|
57
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $5.17M | 0.31% |
104,140
+52,648
| +102% | +$2.65M |
|
58
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $4.86M | 0.29% |
40,030
-24,515
| -38% | -$2.82M |
|
59
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
| $4.84M | 0.29% |
169,371
-10,707
| -6% | -$344K |
|
60
Adobe
ADBE
$89.5B
| $4.83M | 0.29% |
15,186
-306
| -2% | -$105K |
|
61
Mastercard
MA
$477B
| $4.82M | 0.29% |
19,943
-8,876
| -31% | -$2.64M |
|
62
iShares TIPS Bond ETF
TIP
$14.5B
| $4.78M | 0.28% |
40,530
-2,974
| -7% | -$350K |
|
63
Vanguard S&P 500 ETF
VOO
$968B
| $4.72M | 0.28% |
19,938
-6,390
| -24% | -$1.79M |
|
64
UnitedHealth
UNH
$382B
| $4.69M | 0.28% |
18,797
-723
| -4% | -$199K |
|
65
iShares US Treasury Bond ETF
GOVT
$43.6B
| $4.66M | 0.28% |
166,503
-15,555
| -9% | -$417K |
|
66
McDonald's
MCD
$188B
| $4.66M | 0.28% |
28,155
-89
| -0.3% | -$17.5K |
|
67
Waste Management
WM
$95.9B
| $4.62M | 0.27% |
49,924
-1,589
| -3% | -$182K |
|
68
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $4.62M | 0.27% |
73,672
+1,842
| +3% | +$132K |
|
69
Coca-Cola
KO
$354B
| $4.6M | 0.27% |
103,879
+7,337
| +8% | +$396K |
|
70
iShares Expanded Tech-Software Sector ETF
IGV
$13B
| $4.54M | 0.27% |
107,870
-12,425
| -10% | -$588K |
|
71
DTE Energy
DTE
$31.1B
| $4.53M | 0.27% |
56,076
+272
| +0.5% | +$27.6K |
|
72
iShares Gold Trust
IAU
$63B
| $4.52M | 0.27% |
149,962
+14,451
| +11% | +$437K |
|
73
Lockheed Martin
LMT
$134B
| $4.42M | 0.26% |
13,035
-3,446
| -21% | -$1.36M |
|
74
PepsiCo
PEP
$186B
| $4.42M | 0.26% |
36,790
-856
| -2% | -$116K |
|
75
General Mills
GIS
$19.2B
| $4.39M | 0.26% |
83,252
+4,046
| +5% | +$214K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.