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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
51
Home Depot
HD
$302B
$7.63M 0.32%
34,938
+2,658
+8% +$602K
INTC icon
52
Intel
INTC
$534B
$7.49M 0.32%
125,127
-4,403
-3% -$246K
FPX icon
53
First Trust US Equity Opportunities ETF
FPX
$1.43B
$7.45M 0.31%
92,653
+25,276
+38% +$1.96M
MO icon
54
Altria Group
MO
$117B
$7.44M 0.31%
149,031
+8,630
+6% +$407K
ABBV icon
55
AbbVie
ABBV
$464B
$7.38M 0.31%
83,380
+5,091
+7% +$423K
FHLC icon
56
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$7.24M 0.31%
145,550
+5,722
+4% +$266K
TGT icon
57
Target
TGT
$70.3B
$7.18M 0.3%
56,043
+27,791
+98% +$3.26M
IYR icon
58
iShares US Real Estate ETF
IYR
$4.24B
$7.12M 0.3%
76,449
-37,893
-33% -$3.51M
IEF icon
59
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$7.11M 0.3%
64,545
+434
+0.7% +$48.4K
PDP icon
60
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
$7.09M 0.3%
110,163
+97,535
+772% +$6.06M
XOM icon
61
ExxonMobil
XOM
$672B
$6.99M 0.29%
100,159
+8,472
+9% +$586K
FVC icon
62
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$107M
$6.98M 0.29%
252,710
-22,102
-8% -$593K
VTV icon
63
Vanguard Morningstar Value ETF
VTV
$189B
$6.97M 0.29%
58,160
+754
+1% +$87K
FDN icon
64
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
$6.89M 0.29%
49,513
-15,300
-24% -$2.06M
FLOT icon
65
iShares Floating Rate Bond ETF
FLOT
$10.8B
$6.76M 0.29%
132,822
-1,000
-0.7% -$50.9K
MUB icon
66
iShares National Muni Bond ETF
MUB
$44.4B
$6.74M 0.28%
59,161
+2,108
+4% +$240K
CVX icon
67
Chevron
CVX
$415B
$6.67M 0.28%
55,356
+2,010
+4% +$237K
PFE icon
68
Pfizer
PFE
$157B
$6.55M 0.28%
176,263
+8,757
+5% +$312K
QQEW icon
69
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.81B
$6.46M 0.27%
87,490
+60,064
+219% +$4.2M
BAC icon
70
Bank of America
BAC
$405B
$6.43M 0.27%
182,633
+689
+0.4% +$22.3K
LMT icon
71
Lockheed Martin
LMT
$124B
$6.42M 0.27%
16,481
+438
+3% +$168K
GOOGL icon
72
Alphabet (Google) Class A
GOOGL
$4.19T
$6.35M 0.27%
94,860
+3,400
+4% +$219K
VEA icon
73
Vanguard FTSE Developed Markets ETF
VEA
$233B
$6.34M 0.27%
143,854
+12,661
+10% +$540K
DTE icon
74
DTE Energy
DTE
$27.2B
$6.17M 0.26%
55,804
+9,650
+21% +$1.04M
XLF icon
75
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$6.07M 0.26%
197,032
+4,182
+2% +$123K
1 2
3
4 5

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.