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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Home Depot
HD
$332B
| $7.63M | 0.32% |
34,938
+2,658
| +8% | +$602K |
|
52
Intel
INTC
$466B
| $7.49M | 0.32% |
125,127
-4,403
| -3% | -$246K |
|
53
First Trust US Equity Opportunities ETF
FPX
$1.51B
| $7.45M | 0.31% |
92,653
+25,276
| +38% | +$1.96M |
|
54
Altria Group
MO
$122B
| $7.44M | 0.31% |
149,031
+8,630
| +6% | +$407K |
|
55
AbbVie
ABBV
$458B
| $7.38M | 0.31% |
83,380
+5,091
| +7% | +$423K |
|
56
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $7.24M | 0.31% |
145,550
+5,722
| +4% | +$266K |
|
57
Target
TGT
$62.1B
| $7.18M | 0.3% |
56,043
+27,791
| +98% | +$3.26M |
|
58
iShares US Real Estate ETF
IYR
$4.59B
| $7.12M | 0.3% |
76,449
-37,893
| -33% | -$3.51M |
|
59
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $7.11M | 0.3% |
64,545
+434
| +0.7% | +$48.4K |
|
|
60
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $7.09M | 0.3% |
110,163
+97,535
| +772% | +$6.06M |
|
61
ExxonMobil
XOM
$651B
| $6.99M | 0.29% |
100,159
+8,472
| +9% | +$586K |
|
62
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $6.98M | 0.29% |
252,710
-22,102
| -8% | -$593K |
|
63
Vanguard Value ETF
VTV
$189B
| $6.97M | 0.29% |
58,160
+754
| +1% | +$87K |
|
64
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $6.89M | 0.29% |
49,513
-15,300
| -24% | -$2.06M |
|
65
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $6.76M | 0.29% |
132,822
-1,000
| -0.7% | -$50.9K |
|
66
iShares National Muni Bond ETF
MUB
$45.1B
| $6.74M | 0.28% |
59,161
+2,108
| +4% | +$240K |
|
67
Chevron
CVX
$388B
| $6.67M | 0.28% |
55,356
+2,010
| +4% | +$237K |
|
68
Pfizer
PFE
$140B
| $6.55M | 0.28% |
176,263
+8,757
| +5% | +$312K |
|
69
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $6.46M | 0.27% |
87,490
+60,064
| +219% | +$4.2M |
|
70
Bank of America
BAC
$435B
| $6.43M | 0.27% |
182,633
+689
| +0.4% | +$22.3K |
|
71
Lockheed Martin
LMT
$134B
| $6.42M | 0.27% |
16,481
+438
| +3% | +$168K |
|
72
Alphabet (Google) Class A
GOOGL
$3.91T
| $6.35M | 0.27% |
94,860
+3,400
| +4% | +$219K |
|
73
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $6.34M | 0.27% |
143,854
+12,661
| +10% | +$540K |
|
74
DTE Energy
DTE
$31.1B
| $6.17M | 0.26% |
55,804
+9,650
| +21% | +$1.04M |
|
75
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $6.07M | 0.26% |
197,032
+4,182
| +2% | +$123K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.