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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVC icon
51
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$7.26M 0.35%
274,812
-125,634
-31% -$3.36M
IEF icon
52
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$7.21M 0.35%
64,111
+6,954
+12% +$776K
FLOT icon
53
iShares Floating Rate Bond ETF
FLOT
$10.1B
$6.82M 0.33%
133,822
-21
-0% -$1.07K
PFF icon
54
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.81M 0.33%
181,531
-2,863
-2% -$107K
INTC icon
55
Intel
INTC
$464B
$6.67M 0.32%
129,530
+248
+0.2% +$12.2K
CMG icon
56
Chipotle Mexican Grill
CMG
$40.8B
$6.55M 0.31%
+389,450
New +$6.21M
MUB icon
57
iShares National Muni Bond ETF
MUB
$45.1B
$6.51M 0.31%
57,053
+11,916
+26% +$1.36M
IJS icon
58
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$6.5M 0.31%
86,542
+1,490
+2% +$110K
XOM icon
59
ExxonMobil
XOM
$651B
$6.47M 0.31%
91,687
+10,220
+13% +$739K
VTV icon
60
Vanguard Value ETF
VTV
$189B
$6.41M 0.31%
57,406
+310
+0.5% +$34.3K
LQDH icon
61
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$6.35M 0.31%
68,348
+8,912
+15% +$829K
CVX icon
62
Chevron
CVX
$388B
$6.33M 0.3%
53,346
+1,083
+2% +$132K
LMT icon
63
Lockheed Martin
LMT
$134B
$6.26M 0.3%
16,043
+450
+3% +$169K
WM icon
64
Waste Management
WM
$95.9B
$6.12M 0.29%
53,236
+2,176
+4% +$254K
FHLC icon
65
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$6.06M 0.29%
139,828
-1,964
-1% -$87K
ABBV icon
66
AbbVie
ABBV
$458B
$5.93M 0.28%
78,289
+6,323
+9% +$434K
RSP icon
67
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$5.79M 0.28%
53,598
+2,852
+6% +$306K
MO icon
68
Altria Group
MO
$122B
$5.74M 0.28%
140,401
-1,926
-1% -$88.6K
PFE icon
69
Pfizer
PFE
$140B
$5.71M 0.27%
167,506
+21,534
+15% +$783K
WPC icon
70
W.P. Carey
WPC
$17.1B
$5.67M 0.27%
64,679
+30,459
+89% +$2.6M
CSCO icon
71
Cisco
CSCO
$450B
$5.6M 0.27%
113,319
+4,206
+4% +$219K
GOOGL icon
72
Alphabet (Google) Class A
GOOGL
$3.91T
$5.58M 0.27%
91,460
-1,560
-2% -$92.4K
DIA icon
73
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$5.58M 0.27%
20,734
-10,391
-33% -$2.77M
VOO icon
74
Vanguard S&P 500 ETF
VOO
$968B
$5.53M 0.27%
20,269
-3,821
-16% -$1.04M
HDV
75
iShares Core High Dividend ETF
HDV
$14.4B
$5.51M 0.26%
292,410
+52,355
+22% +$984K
1 2
3
4 5

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.