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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Altria Group
MO
$122B
| $7.14M | 0.41% |
124,372
+662
| +0.5% | +$33.8K |
|
|
52
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $6.96M | 0.4% |
190,430
-163,524
| -46% | -$5.88M |
|
53
Visa
V
$677B
| $6.89M | 0.39% |
44,145
+413
| +0.9% | +$59.5K |
|
54
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $6.85M | 0.39% |
76,808
-56,602
| -42% | -$5M |
|
55
Chevron
CVX
$388B
| $6.7M | 0.38% |
54,383
+3,413
| +7% | +$404K |
|
56
ExxonMobil
XOM
$651B
| $6.59M | 0.37% |
81,542
+4,242
| +5% | +$323K |
|
57
Netflix
NFLX
$292B
| $6.58M | 0.37% |
184,580
+8,100
| +5% | +$281K |
|
58
Intel
INTC
$464B
| $6.48M | 0.37% |
120,706
+7,357
| +6% | +$373K |
|
59
Home Depot
HD
$332B
| $6.23M | 0.35% |
32,465
-3,646
| -10% | -$669K |
|
60
iShares TIPS Bond ETF
TIP
$14.5B
| $6.21M | 0.35% |
54,880
-4,779
| -8% | -$530K |
|
61
Pfizer
PFE
$140B
| $5.97M | 0.34% |
148,101
+3,257
| +2% | +$130K |
|
62
Vanguard Value ETF
VTV
$189B
| $5.96M | 0.34% |
55,416
+27,335
| +97% | +$2.88M |
|
63
Cisco
CSCO
$450B
| $5.84M | 0.33% |
108,108
+12,043
| +13% | +$585K |
|
64
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $5.8M | 0.33% |
99,929
+13,507
| +16% | +$763K |
|
65
Mastercard
MA
$477B
| $5.55M | 0.32% |
23,577
+13,414
| +132% | +$2.89M |
|
66
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
| $5.52M | 0.31% |
59,116
+2,097
| +4% | +$195K |
|
67
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $5.52M | 0.31% |
123,993
-49,798
| -29% | -$2.17M |
|
68
Vanguard S&P 500 ETF
VOO
$968B
| $5.51M | 0.31% |
21,218
+4,511
| +27% | +$1.13M |
|
69
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $5.49M | 0.31% |
181,400
-106,860
| -37% | -$3.08M |
|
70
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
| $5.47M | 0.31% |
+179,652
| New | +$5.08M |
|
71
iShares Semiconductor ETF
SOXX
$44.2B
| $5.42M | 0.31% |
85,722
+81,018
| +1,722% | +$4.78M |
|
72
Bank of America
BAC
$435B
| $5.38M | 0.31% |
195,088
-6,231
| -3% | -$176K |
|
73
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $5.34M | 0.3% |
205,506
-78,676
| -28% | -$1.95M |
|
74
AbbVie
ABBV
$458B
| $5.31M | 0.3% |
65,871
+8,731
| +15% | +$714K |
|
75
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $5.25M | 0.3% |
204,394
+10,557
| +5% | +$272K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.