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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
51
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$5.69M 0.42%
205,590
+89,030
+76% +$2.53M
XLF icon
52
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$5.69M 0.42%
206,367
+28,011
+16% +$807K
NVDA icon
53
NVIDIA
NVDA
$5.01T
$5.51M 0.4%
951,440
-41,720
-4% -$245K
ABBV icon
54
AbbVie
ABBV
$458B
$5.43M 0.4%
57,414
+976
+2% +$107K
F icon
55
Ford
F
$57.3B
$5.32M 0.39%
480,316
-44,041
-8% -$497K
FDN icon
56
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$5.23M 0.38%
43,439
+8,209
+23% +$994K
DD icon
57
DuPont de Nemours
DD
$18.6B
$5.23M 0.38%
32,436
+503
+2% +$91K
EEM icon
58
iShares MSCI Emerging Markets ETF
EEM
$28B
$5.14M 0.38%
106,526
+6,308
+6% +$309K
PG icon
59
Procter & Gamble
PG
$343B
$4.96M 0.36%
62,598
+371
+0.6% +$30.9K
SHY icon
60
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.86M 0.36%
58,181
+5,848
+11% +$489K
PFE icon
61
Pfizer
PFE
$140B
$4.85M 0.35%
144,013
+5,081
+4% +$175K
FV icon
62
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$4.72M 0.35%
164,569
-15,096
-8% -$442K
INTC icon
63
Intel
INTC
$464B
$4.48M 0.33%
86,083
+5,423
+7% +$258K
VTI icon
64
Vanguard Total Stock Market ETF
VTI
$654B
$4.47M 0.33%
32,930
+4,483
+16% +$629K
IJJ icon
65
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$4.44M 0.32%
57,462
+490
+0.9% +$38.9K
LMT icon
66
Lockheed Martin
LMT
$134B
$4.28M 0.31%
12,676
+313
+3% +$107K
MINT icon
67
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.25M 0.31%
41,869
+202
+0.5% +$20.5K
VEA icon
68
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.24M 0.31%
95,796
+14,237
+17% +$646K
NFLX icon
69
Netflix
NFLX
$292B
$4.23M 0.31%
143,220
+17,050
+14% +$464K
SCZ icon
70
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$4.01M 0.29%
61,530
+824
+1% +$54.4K
IGOV icon
71
iShares International Treasury Bond ETF
IGOV
$1.34B
$3.99M 0.29%
77,272
+40,979
+113% +$2.09M
GLD icon
72
SPDR Gold Trust
GLD
$131B
$3.98M 0.29%
31,632
+9,416
+42% +$1.19M
UNH icon
73
UnitedHealth
UNH
$382B
$3.93M 0.29%
18,367
+1,105
+6% +$252K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$3.91T
$3.92M 0.29%
75,680
+6,820
+10% +$378K
NEE icon
75
NextEra Energy
NEE
$187B
$3.85M 0.28%
94,200
+6,548
+7% +$253K
1 2
3
4 5

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.