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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
51
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$4.95M 0.38%
179,665
+78,549
+78% +$2.13M
DGRO icon
52
iShares Core Dividend Growth ETF
DGRO
$42.6B
$4.89M 0.38%
140,600
+17,402
+14% +$587K
NVDA icon
53
NVIDIA
NVDA
$5.01T
$4.8M 0.37%
993,160
+198,200
+25% +$984K
PFE icon
54
Pfizer
PFE
$140B
$4.77M 0.37%
138,932
+3,712
+3% +$127K
FNCL icon
55
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$4.72M 0.36%
115,836
+24,771
+27% +$976K
EEM icon
56
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.72M 0.36%
100,218
-300
-0.3% -$13.9K
IJJ icon
57
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$4.56M 0.35%
56,972
+4,690
+9% +$366K
IXUS icon
58
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$4.55M 0.35%
72,146
+13,973
+24% +$869K
SHY icon
59
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.39M 0.34%
52,333
+3,517
+7% +$296K
CC icon
60
Chemours
CC
$2.59B
$4.34M 0.33%
86,701
+8,239
+11% +$432K
MINT icon
61
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.23M 0.33%
41,667
+7,424
+22% +$755K
PEP icon
62
PepsiCo
PEP
$186B
$4.22M 0.32%
35,157
-260
-0.7% -$29.7K
GE icon
63
GE Aerospace
GE
$367B
$4.21M 0.32%
50,278
+61
+0.1% +$5.82K
HDV
64
iShares Core High Dividend ETF
HDV
$14.4B
$4.17M 0.32%
231,225
-15,525
-6% -$272K
VYM icon
65
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.09M 0.32%
47,800
+2,769
+6% +$232K
DIS icon
66
Walt Disney
DIS
$165B
$3.97M 0.31%
36,959
+8
+0% +$824
LMT icon
67
Lockheed Martin
LMT
$134B
$3.97M 0.31%
12,363
+349
+3% +$110K
VOOG icon
68
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.93M 0.3%
172,266
+8,748
+5% +$195K
DTE icon
69
DTE Energy
DTE
$31.1B
$3.92M 0.3%
42,125
+2,386
+6% +$227K
SCZ icon
70
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$3.92M 0.3%
60,706
+5,917
+11% +$372K
XLP icon
71
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.92M 0.3%
68,816
+3,516
+5% +$193K
MTUM icon
72
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.91M 0.3%
37,903
+12,212
+48% +$1.23M
VTI icon
73
Vanguard Total Stock Market ETF
VTI
$654B
$3.9M 0.3%
28,447
-107
-0.4% -$14.3K
FENY icon
74
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$3.9M 0.3%
194,524
-19,319
-9% -$368K
FDN icon
75
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.87M 0.3%
35,230
+25,486
+262% +$2.74M
1 2
3
4 5

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.