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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$140B
$4.58M 0.38%
135,220
-5,969
-4% -$192K
EEM icon
52
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.5M 0.37%
100,518
+37,758
+60% +$1.66M
XLF icon
53
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.41M 0.36%
170,547
-16,283
-9% -$406K
HDV
54
iShares Core High Dividend ETF
HDV
$14.4B
$4.24M 0.35%
246,750
+29,510
+14% +$497K
BAC icon
55
Bank of America
BAC
$435B
$4.19M 0.35%
165,438
-912
-0.5% -$22.1K
SHY icon
56
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.12M 0.34%
48,816
-12,520
-20% -$1.06M
FENY icon
57
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$4.05M 0.33%
213,843
-179,649
-46% -$3.23M
DGRO icon
58
iShares Core Dividend Growth ETF
DGRO
$42.6B
$4M 0.33%
123,198
+15,942
+15% +$507K
IJJ icon
59
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$3.99M 0.33%
52,282
+5,020
+11% +$372K
CC icon
60
Chemours
CC
$2.59B
$3.97M 0.33%
78,462
-535
-0.7% -$25.2K
PEP icon
61
PepsiCo
PEP
$186B
$3.95M 0.33%
35,417
+5,782
+20% +$668K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.88M 0.32%
17,358
+1,067
+7% +$233K
EFA icon
63
iShares MSCI EAFE ETF
EFA
$76.4B
$3.87M 0.32%
56,530
+6,193
+12% +$414K
LMT icon
64
Lockheed Martin
LMT
$134B
$3.73M 0.31%
12,014
+751
+7% +$224K
VTI icon
65
Vanguard Total Stock Market ETF
VTI
$654B
$3.7M 0.31%
28,554
-575
-2% -$72.8K
VYM icon
66
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.65M 0.3%
45,031
+18
+0% +$1.43K
DIS icon
67
Walt Disney
DIS
$165B
$3.64M 0.3%
36,951
+983
+3% +$101K
DTE icon
68
DTE Energy
DTE
$31.1B
$3.63M 0.3%
39,739
+2,640
+7% +$245K
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.58M 0.3%
82,575
+2,105
+3% +$89.3K
NVDA icon
70
NVIDIA
NVDA
$5.01T
$3.55M 0.29%
794,960
+224,480
+39% +$933K
IXUS icon
71
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$3.55M 0.29%
58,173
+18,506
+47% +$1.1M
XLP icon
72
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.52M 0.29%
65,300
+11,727
+22% +$644K
VOOG icon
73
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.51M 0.29%
163,518
+726
+0.4% +$15.3K
MINT icon
74
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.49M 0.29%
34,243
+7,251
+27% +$738K
FNCL icon
75
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$3.46M 0.29%
91,065
+8,610
+10% +$316K
1 2
3
4 5

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.