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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.97B
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$99.8M
Cap. Flow
% of AUM
8.23%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.19% |
| 2 | Technology | 6.12% |
| 3 | Healthcare | 4.86% |
| 4 | Financials | 4.73% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Pfizer
PFE
$162B
| $4.58M | 0.38% |
135,220
-5,969
| -4% | -$192K |
|
52
iShares MSCI Emerging Markets ETF
EEM
$31.9B
| $4.5M | 0.37% |
100,518
+37,758
| +60% | +$1.66M |
|
53
State Street Financial Select Sector SPDR ETF
XLF
$55B
| $4.41M | 0.36% |
170,547
-16,283
| -9% | -$406K |
|
|
HDV
54
iShares Core High Dividend ETF
HDV
$15.5B
| $4.24M | 0.35% |
246,750
+29,510
| +14% | +$497K |
|
55
Bank of America
BAC
$438B
| $4.19M | 0.35% |
165,438
-912
| -0.5% | -$22.1K |
|
56
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
| $4.12M | 0.34% |
48,816
-12,520
| -20% | -$1.06M |
|
|
57
Fidelity MSCI Energy Index ETF
FENY
$2.15B
| $4.05M | 0.33% |
213,843
-179,649
| -46% | -$3.23M |
|
58
iShares Core Dividend Growth ETF
DGRO
$43.6B
| $4M | 0.33% |
123,198
+15,942
| +15% | +$507K |
|
59
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
| $3.99M | 0.33% |
52,282
+5,020
| +11% | +$372K |
|
60
Chemours
CC
$2.3B
| $3.97M | 0.33% |
78,462
-535
| -0.7% | -$25.2K |
|
61
PepsiCo
PEP
$188B
| $3.95M | 0.33% |
35,417
+5,782
| +20% | +$668K |
|
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
| $3.88M | 0.32% |
17,358
+1,067
| +7% | +$233K |
|
63
iShares MSCI EAFE ETF
EFA
$80.1B
| $3.87M | 0.32% |
56,530
+6,193
| +12% | +$414K |
|
64
Lockheed Martin
LMT
$121B
| $3.73M | 0.31% |
12,014
+751
| +7% | +$224K |
|
65
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
| $3.7M | 0.31% |
28,554
-575
| -2% | -$72.8K |
|
66
Vanguard High Dividend Yield ETF
VYM
$83.3B
| $3.65M | 0.3% |
45,031
+18
| +0% | +$1.43K |
|
67
Walt Disney
DIS
$182B
| $3.64M | 0.3% |
36,951
+983
| +3% | +$101K |
|
68
DTE Energy
DTE
$28.3B
| $3.63M | 0.3% |
39,739
+2,640
| +7% | +$245K |
|
69
Vanguard FTSE Developed Markets ETF
VEA
$241B
| $3.58M | 0.3% |
82,575
+2,105
| +3% | +$89.3K |
|
70
NVIDIA
NVDA
$5.56T
| $3.55M | 0.29% |
794,960
+224,480
| +39% | +$933K |
|
71
iShares Core MSCI Total International Stock ETF
IXUS
$61.4B
| $3.55M | 0.29% |
58,173
+18,506
| +47% | +$1.1M |
|
72
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
| $3.52M | 0.29% |
65,300
+11,727
| +22% | +$644K |
|
73
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
| $3.51M | 0.29% |
163,518
+726
| +0.4% | +$15.3K |
|
74
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
| $3.49M | 0.29% |
34,243
+7,251
| +27% | +$738K |
|
75
Fidelity MSCI Financials Index ETF
FNCL
$2.43B
| $3.46M | 0.29% |
91,065
+8,610
| +10% | +$316K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $99.8M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.