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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Core MSCI EAFE ETF
IEFA
$186B
| $3.58M | 0.39% |
66,691
+13,133
| +25% | +$705K |
|
52
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $3.52M | 0.38% |
46,428
-243
| -0.5% | -$17.8K |
|
53
ProShares Ultra S&P500
SSO
$7.82B
| $3.4M | 0.37% |
+356,808
| New | +$3.23M |
|
54
Vanguard Total Stock Market ETF
VTI
$654B
| $3.36M | 0.37% |
29,159
-2,558
| -8% | -$288K |
|
55
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $3.32M | 0.36% |
123,040
-34,078
| -22% | -$910K |
|
56
AbbVie
ABBV
$458B
| $3.05M | 0.33% |
48,739
+5,642
| +13% | +$344K |
|
57
Cisco
CSCO
$450B
| $3.03M | 0.33% |
100,282
+23,838
| +31% | +$727K |
|
58
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $2.96M | 0.32% |
162,408
-216
| -0.1% | -$3.9K |
|
59
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $2.95M | 0.32% |
80,746
+20,305
| +34% | +$741K |
|
60
iShares MBS ETF
MBB
$39B
| $2.94M | 0.32% |
27,659
-9,261
| -25% | -$1M |
|
61
Amazon
AMZN
$2.5T
| $2.94M | 0.32% |
78,400
+11,980
| +18% | +$469K |
|
|
62
iShares US Real Estate ETF
IYR
$4.59B
| $2.93M | 0.32% |
38,081
-24,528
| -39% | -$1.86M |
|
63
Alerian MLP ETF
AMLP
$13B
| $2.92M | 0.32% |
46,307
+5,708
| +14% | +$353K |
|
64
PepsiCo
PEP
$186B
| $2.91M | 0.32% |
27,814
+1,449
| +5% | +$152K |
|
65
Vanguard Total Bond Market
BND
$157B
| $2.9M | 0.32% |
35,913
-14,097
| -28% | -$1.15M |
|
66
iShares MSCI Emerging Markets ETF
EEM
$28B
| $2.8M | 0.31% |
80,023
+61,298
| +327% | +$2.21M |
|
67
Boeing
BA
$165B
| $2.8M | 0.31% |
17,975
-2,047
| -10% | -$299K |
|
68
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $2.77M | 0.3% |
54,583
-4,746
| -8% | -$241K |
|
69
Philip Morris
PM
$301B
| $2.76M | 0.3% |
30,168
+4,533
| +18% | +$420K |
|
70
iShares US Financials ETF
IYF
$4.39B
| $2.75M | 0.3% |
54,308
+9,846
| +22% | +$470K |
|
71
Gilead Sciences
GILD
$161B
| $2.67M | 0.29% |
37,279
+5,995
| +19% | +$446K |
|
72
Merck
MRK
$324B
| $2.66M | 0.29% |
47,319
+1,715
| +4% | +$100K |
|
73
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $2.65M | 0.29% |
63,691
-5,501
| -8% | -$224K |
|
74
DTE Energy
DTE
$31.1B
| $2.64M | 0.29% |
31,439
-75
| -0.2% | -$6.03K |
|
75
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $2.61M | 0.29% |
13,232
+9,568
| +261% | +$1.8M |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.