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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.58%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$843M
AUM Growth
+$76.4M
Cap. Flow
+$63.7M
Cap. Flow %
7.56%
Top 10 Hldgs %
17.77%
Holding
802
New
105
Increased
397
Reduced
227
Closed
58

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.74M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.37M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.79M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.61M
2
OEF icon
iShares S&P 100 ETF
OEF
+$6.52M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.12M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.75M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.69M

Sector Composition

Rank Sector Weight
1 Consumer Staples 4.96%
2 Technology 4.88%
3 Healthcare 4.65%
4 Industrials 3.9%
5 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
51
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$3.55M 0.42%
53,328
+37,594
+239% +$2.48M
VTI icon
52
Vanguard Total Stock Market ETF
VTI
$654B
$3.53M 0.42%
31,717
+3,399
+12% +$377K
VYM icon
53
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.37M 0.4%
46,671
+233
+0.5% +$16.9K
HDV
54
iShares Core High Dividend ETF
HDV
$14.4B
$3.22M 0.38%
197,945
+81,955
+71% +$1.35M
GLD icon
55
SPDR Gold Trust
GLD
$131B
$3.06M 0.36%
24,321
+3,145
+15% +$401K
FLOT icon
56
iShares Floating Rate Bond ETF
FLOT
$10.1B
$3.01M 0.36%
59,329
+25,378
+75% +$1.29M
VOOG icon
57
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$2.96M 0.35%
162,624
+112,824
+227% +$2.05M
IEFA icon
58
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.95M 0.35%
53,558
-24,523
-31% -$1.32M
SPLV icon
59
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.87M 0.34%
69,192
+3,405
+5% +$144K
PEP icon
60
PepsiCo
PEP
$186B
$2.87M 0.34%
26,365
+233
+0.9% +$25.1K
QABA icon
61
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$2.8M 0.33%
67,913
-1,172
-2% -$47.1K
AMZN icon
62
Amazon
AMZN
$2.5T
$2.78M 0.33%
66,420
+6,220
+10% +$238K
GNL icon
63
Global Net Lease
GNL
$1.87B
$2.75M 0.33%
112,540
+8,283
+8% +$208K
ABBV icon
64
AbbVie
ABBV
$458B
$2.72M 0.32%
43,097
+1,513
+4% +$97.9K
MRK icon
65
Merck
MRK
$324B
$2.72M 0.32%
45,604
+2,127
+5% +$124K
JPM icon
66
JPMorgan Chase
JPM
$939B
$2.71M 0.32%
40,724
-80
-0.2% -$5.22K
BA icon
67
Boeing
BA
$165B
$2.64M 0.31%
20,022
+467
+2% +$61.5K
MCD icon
68
McDonald's
MCD
$188B
$2.58M 0.31%
22,358
+1,154
+5% +$137K
AMLP icon
69
Alerian MLP ETF
AMLP
$13B
$2.58M 0.31%
40,599
+4,285
+12% +$271K
HD icon
70
Home Depot
HD
$332B
$2.55M 0.3%
19,810
+384
+2% +$51.2K
BSV icon
71
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.54M 0.3%
31,459
+5,272
+20% +$426K
XLP icon
72
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.54M 0.3%
47,790
+5,168
+12% +$281K
DTE icon
73
DTE Energy
DTE
$31.1B
$2.51M 0.3%
31,514
+575
+2% +$46.9K
INTC icon
74
Intel
INTC
$464B
$2.5M 0.3%
66,296
-31,731
-32% -$1.12M
PM icon
75
Philip Morris
PM
$301B
$2.49M 0.3%
25,635
+1,252
+5% +$125K
1 2
3
4 5

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Sigma Planning Corp's Q3 2016 Portfolio in Review

As of Q3 2016, Sigma Planning Corp held 802 positions worth $843M, up 10% from $767M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $63.7M of net new capital in Q3 2016, opening 105 new positions and adding to 397 existing holdings. Its largest new stake was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 5% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $6.61M trimmed.

  • Sigma Planning Corp's largest Q3 2016 buy was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $10.4M increase.
  • Sigma Planning Corp's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.61M.
  • Sigma Planning Corp fully exited State Street SPDR S&P 600 Small Cap Value ETF in Q3 2016, selling an estimated $1.77M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $843M portfolio in Q3 2016.
  • Sigma Planning Corp opened 105 new positions and closed 58 in Q3 2016.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $843M.

Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.