We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
51
iShares US Real Estate ETF
IYR
$4.59B
$2.89M 0.38%
35,108
+469
+1% +$36.8K
IJS icon
52
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$2.88M 0.38%
49,260
+18,832
+62% +$1.08M
SPLV icon
53
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.81M 0.37%
65,787
-9,300
-12% -$378K
PEP icon
54
PepsiCo
PEP
$186B
$2.77M 0.36%
26,132
+612
+2% +$63.2K
MDY icon
55
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.74M 0.36%
10,080
+5,089
+102% +$1.36M
GLD icon
56
SPDR Gold Trust
GLD
$131B
$2.68M 0.35%
21,176
-4,593
-18% -$553K
QABA icon
57
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$2.63M 0.34%
+69,085
New +$2.63M
DTE icon
58
DTE Energy
DTE
$31.1B
$2.61M 0.34%
30,939
+1,503
+5% +$116K
AGZ icon
59
iShares Agency Bond ETF
AGZ
$553M
$2.6M 0.34%
22,432
+830
+4% +$95.4K
ABBV icon
60
AbbVie
ABBV
$458B
$2.57M 0.34%
41,584
-33,339
-44% -$2.03M
MCD icon
61
McDonald's
MCD
$188B
$2.55M 0.33%
21,204
-568
-3% -$71.1K
BA icon
62
Boeing
BA
$165B
$2.54M 0.33%
19,555
+1,037
+6% +$135K
JPM icon
63
JPMorgan Chase
JPM
$939B
$2.54M 0.33%
40,804
-196
-0.5% -$12.2K
GNL icon
64
Global Net Lease
GNL
$1.87B
$2.49M 0.32%
104,257
-6,472
-6% -$164K
HD icon
65
Home Depot
HD
$332B
$2.48M 0.32%
19,426
+1,971
+11% +$261K
CLX icon
66
Clorox
CLX
$11.6B
$2.48M 0.32%
17,921
+695
+4% +$90.1K
PM icon
67
Philip Morris
PM
$301B
$2.48M 0.32%
24,383
+588
+2% +$58.6K
KMB icon
68
Kimberly-Clark
KMB
$36.4B
$2.48M 0.32%
18,027
-6,334
-26% -$829K
O icon
69
Realty Income
O
$61.2B
$2.48M 0.32%
36,850
+538
+1% +$32.6K
MRK icon
70
Merck
MRK
$324B
$2.39M 0.31%
43,477
+2,833
+7% +$151K
XLP icon
71
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.35M 0.31%
42,622
-27,764
-39% -$1.48M
HON icon
72
Honeywell
HON
$77B
$2.31M 0.3%
22,111
+15,460
+232% +$1.59M
AMLP icon
73
Alerian MLP ETF
AMLP
$13B
$2.31M 0.3%
36,314
+6,785
+23% +$409K
VIG icon
74
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.3M 0.3%
27,584
+1,059
+4% +$86.5K
STPZ icon
75
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$2.29M 0.3%
43,273
-13,340
-24% -$699K
1 2
3
4 5

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.