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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $2.85M | 0.4% |
42,682
+7,667
| +22% | +$514K |
|
52
Abbott
ABT
$180B
| $2.82M | 0.39% |
62,706
+384
| +0.6% | +$17K |
|
53
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $2.75M | 0.38% |
34,060
-203
| -0.6% | -$16.9K |
|
54
JPMorgan Chase
JPM
$939B
| $2.71M | 0.38% |
41,050
-1,932
| -4% | -$126K |
|
55
Pfizer
PFE
$140B
| $2.6M | 0.36% |
84,881
+2,446
| +3% | +$76.9K |
|
56
PepsiCo
PEP
$186B
| $2.58M | 0.36% |
25,868
-1,218
| -4% | -$122K |
|
57
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $2.56M | 0.36% |
35,535
-12,394
| -26% | -$876K |
|
58
Wells Fargo
WFC
$261B
| $2.52M | 0.35% |
46,295
+1,512
| +3% | +$82.1K |
|
59
Gilead Sciences
GILD
$161B
| $2.45M | 0.34% |
24,187
+6,299
| +35% | +$655K |
|
60
Lockheed Martin
LMT
$134B
| $2.37M | 0.33% |
10,917
+69
| +0.6% | +$15K |
|
61
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.32M | 0.33% |
77,058
+45,236
| +142% | +$1.49M |
|
62
Home Depot
HD
$332B
| $2.32M | 0.32% |
17,533
-2,338
| -12% | -$297K |
|
63
Cisco
CSCO
$450B
| $2.3M | 0.32% |
84,590
+5,158
| +6% | +$142K |
|
64
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.3M | 0.32% |
+59,020
| New | +$2.18M |
|
65
ConocoPhillips
COP
$147B
| $2.26M | 0.32% |
48,460
-15,590
| -24% | -$815K |
|
66
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $2.26M | 0.32% |
58,629
-10,747
| -15% | -$410K |
|
67
Boeing
BA
$165B
| $2.21M | 0.31% |
15,258
-518
| -3% | -$74.6K |
|
68
Clorox
CLX
$11.6B
| $2.19M | 0.31% |
17,295
+1,388
| +9% | +$172K |
|
69
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.19M | 0.31% |
88,658
+38,252
| +76% | +$945K |
|
70
Vanguard Total Bond Market
BND
$157B
| $2.18M | 0.31% |
27,004
+6,381
| +31% | +$519K |
|
71
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.13M | 0.3% |
27,362
-390
| -1% | -$30.4K |
|
72
Kimberly-Clark
KMB
$36.4B
| $2.12M | 0.3% |
16,665
+537
| +3% | +$64.5K |
|
73
Merck
MRK
$324B
| $2.09M | 0.29% |
41,458
-1,065
| -3% | -$53.7K |
|
74
Bank of America
BAC
$435B
| $2.07M | 0.29% |
123,198
+10,299
| +9% | +$174K |
|
75
DTE Energy
DTE
$31.1B
| $2.01M | 0.28% |
29,429
-636
| -2% | -$43.8K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.