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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.42%
2 Technology 6.8%
3 Healthcare 6.73%
4 Energy 5.03%
5 Financials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
51
Abbott
ABT
$187B
$3.07M 0.42%
62,494
+1,937
+3% +$93K
MMM icon
52
3M
MMM
$86.9B
$3.03M 0.42%
23,499
-1,006
-4% -$135K
VUG icon
53
Vanguard Morningstar Growth ETF
VUG
$228B
$3M 0.41%
167,838
-6,528
-4% -$119K
SPLV icon
54
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.93M 0.4%
79,858
+2,095
+3% +$78.5K
BND icon
55
Vanguard Total Bond Market
BND
$163B
$2.92M 0.4%
35,907
+5,563
+18% +$458K
VCSH icon
56
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.89M 0.4%
36,354
+400
+1% +$32K
IVW icon
57
iShares S&P 500 Growth ETF
IVW
$77.2B
$2.85M 0.39%
100,040
-5,568
-5% -$161K
JPM icon
58
JPMorgan Chase
JPM
$953B
$2.84M 0.39%
41,978
+1,802
+4% +$118K
MCD icon
59
McDonald's
MCD
$181B
$2.8M 0.39%
29,453
-1,111
-4% -$107K
DIS icon
60
Walt Disney
DIS
$182B
$2.78M 0.38%
24,332
+5,050
+26% +$555K
WFC icon
61
Wells Fargo
WFC
$272B
$2.76M 0.38%
49,076
+4,053
+9% +$226K
MA icon
62
Mastercard
MA
$507B
$2.73M 0.38%
29,148
-2,958
-9% -$271K
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.1T
$2.72M 0.38%
102,320
+2,547
+3% +$68.2K
IJS icon
64
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$2.72M 0.38%
46,152
+10,020
+28% +$596K
META icon
65
Meta Platforms (Facebook)
META
$1.57T
$2.66M 0.37%
30,977
+3,350
+12% +$274K
PEP icon
66
PepsiCo
PEP
$188B
$2.59M 0.36%
27,720
-925
-3% -$88.4K
SCI icon
67
Service Corp International
SCI
$11.2B
$2.57M 0.35%
87,260
-2,540
-3% -$72K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$80.1B
$2.54M 0.35%
39,994
+10,860
+37% +$723K
FXD icon
69
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
$2.51M 0.35%
68,688
-25,173
-27% -$931K
FNCL icon
70
Fidelity MSCI Financials Index ETF
FNCL
$2.43B
$2.5M 0.35%
86,405
+60,183
+230% +$1.76M
BABA icon
71
Alibaba
BABA
$281B
$2.45M 0.34%
29,789
+1,764
+6% +$152K
VTI icon
72
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
$2.45M 0.34%
22,876
+1,833
+9% +$200K
MRK icon
73
Merck
MRK
$371B
$2.42M 0.33%
44,460
+1,959
+5% +$110K
BA icon
74
Boeing
BA
$168B
$2.35M 0.32%
16,940
+108
+0.6% +$15.8K
VIG icon
75
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.33M 0.32%
29,679
-1,436
-5% -$116K
1 2
3
4 5

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DAM
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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.