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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$450B
$2.94M 0.39%
106,744
-8,519
-7% -$240K
NRF
52
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.91M 0.39%
80,195
+2,287
+3% +$84.7K
VCSH icon
53
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.88M 0.38%
35,954
-94
-0.3% -$7.52K
ABT icon
54
Abbott
ABT
$180B
$2.81M 0.37%
60,557
-468
-0.8% -$21.5K
MA icon
55
Mastercard
MA
$477B
$2.77M 0.37%
32,106
+20,936
+187% +$1.82M
GOOG icon
56
Alphabet (Google) Class C
GOOG
$3.9T
$2.75M 0.36%
99,773
+8,744
+10% +$234K
PEP icon
57
PepsiCo
PEP
$186B
$2.74M 0.36%
28,645
+926
+3% +$89.6K
IJT icon
58
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$2.65M 0.35%
40,794
+21,406
+110% +$1.34M
BND icon
59
Vanguard Total Bond Market
BND
$157B
$2.53M 0.34%
30,344
+19,792
+188% +$1.65M
BA icon
60
Boeing
BA
$165B
$2.53M 0.33%
16,832
-984
-6% -$143K
VIG icon
61
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.5M 0.33%
31,115
+133
+0.4% +$10.8K
PFE icon
62
Pfizer
PFE
$140B
$2.47M 0.33%
74,750
-6,089
-8% -$194K
HD icon
63
Home Depot
HD
$332B
$2.46M 0.33%
21,644
+967
+5% +$107K
WFC icon
64
Wells Fargo
WFC
$261B
$2.45M 0.32%
45,023
+5,145
+13% +$278K
JPM icon
65
JPMorgan Chase
JPM
$939B
$2.43M 0.32%
40,176
-3,068
-7% -$182K
IWM icon
66
iShares Russell 2000 ETF
IWM
$80.9B
$2.41M 0.32%
19,371
+5,784
+43% +$697K
GILD icon
67
Gilead Sciences
GILD
$161B
$2.41M 0.32%
24,534
-100
-0.4% -$10.2K
IBM icon
68
IBM
IBM
$202B
$2.4M 0.32%
15,659
+740
+5% +$112K
PCL
69
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$2.4M 0.32%
55,131
-2,708
-5% -$118K
FHLC icon
70
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$2.35M 0.31%
66,555
+30,321
+84% +$1.05M
HR icon
71
Healthcare Realty
HR
$7.42B
$2.35M 0.31%
84,210
-73,578
-47% -$2.07M
SCI icon
72
Service Corp International
SCI
$11.4B
$2.34M 0.31%
89,800
-2,939
-3% -$71.5K
BABA icon
73
Alibaba
BABA
$269B
$2.33M 0.31%
28,025
-3,277
-10% -$296K
MRK icon
74
Merck
MRK
$324B
$2.33M 0.31%
42,501
-4,058
-9% -$230K
UDF
75
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$2.29M 0.3%
130,719
-4,117
-3% -$70.2K
1 2
3
4 5

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.