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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$756M
AUM Growth
–
Cap. Flow
+$753M
Cap. Flow %
99.53%
Top 10 Hldgs %
16.54%
Holding
716
New
714
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.8M
2
AAPL icon
Apple
AAPL
+$20.6M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$13.5M
4
VQT
iPath S&P VEQTOR ETN
VQT
+$13.3M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.7M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 7.26%
2 Technology 7%
3 Healthcare 6%
4 Consumer Staples 5.21%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
51
Alibaba
BABA
$269B
$3.25M 0.43%
+31,302
New +$3.21M
CSCO icon
52
Cisco
CSCO
$450B
$3.21M 0.42%
+115,263
New +$2.98M
MCD icon
53
McDonald's
MCD
$188B
$3.19M 0.42%
+34,014
New +$3.18M
SDY icon
54
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$3.04M 0.4%
+38,522
New +$3.01M
VUG icon
55
Vanguard Growth ETF
VUG
$216B
$3.01M 0.4%
+172,788
New +$2.94M
VCSH icon
56
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.87M 0.38%
+36,048
New +$2.88M
IVE icon
57
iShares S&P 500 Value ETF
IVE
$48.9B
$2.81M 0.37%
+30,009
New +$2.75M
SPLV icon
58
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.77M 0.37%
+72,948
New +$2.67M
FV icon
59
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$2.76M 0.36%
+124,143
New +$2.63M
IEFA icon
60
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.75M 0.36%
+49,713
New +$2.82M
ABT icon
61
Abbott
ABT
$180B
$2.75M 0.36%
+61,025
New +$2.66M
NRF
62
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.74M 0.36%
+77,908
New +$2.78M
JPM icon
63
JPMorgan Chase
JPM
$939B
$2.71M 0.36%
+43,244
New +$2.6M
VYM icon
64
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.69M 0.36%
+39,111
New +$2.65M
COP icon
65
ConocoPhillips
COP
$147B
$2.66M 0.35%
+38,574
New +$2.69M
VNQ icon
66
Vanguard Real Estate ETF
VNQ
$39.9B
$2.63M 0.35%
+32,502
New +$2.55M
PEP icon
67
PepsiCo
PEP
$186B
$2.62M 0.35%
+27,719
New +$2.66M
BBEP
68
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2.57M 0.34%
+367,603
New +$5.04M
MRK icon
69
Merck
MRK
$324B
$2.52M 0.33%
+46,559
New +$2.59M
LQD icon
70
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.52M 0.33%
+21,072
New +$2.51M
VIG icon
71
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.51M 0.33%
+30,982
New +$2.45M
PCL
72
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$2.48M 0.33%
+57,839
New +$2.38M
UDF
73
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$2.47M 0.33%
+134,836
New +$2.59M
FXG icon
74
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.45M 0.32%
+57,637
New +$2.37M
AWK icon
75
American Water Works
AWK
$26.3B
$2.4M 0.32%
+45,124
New +$2.34M
1 2
3
4 5

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WWA
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Sigma Planning Corp's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Sigma Planning Corp, which disclosed 716 positions worth $756M. Its ten largest holdings account for 17% of the portfolio.

Its largest position is iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q4 2014 buy was iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $756M portfolio in Q4 2014.
  • Sigma Planning Corp disclosed 716 positions in Q4 2014, its first 13F filing on record.

Based on Sigma Planning Corp's 13F filing for Q4 2014, filed 13 Feb 2015.