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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
| $242K | 0.02% |
10,643
-18,174
| -63% | -$396K |
|
702
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
| $241K | 0.02% |
3,537
-2,905
| -45% | -$178K |
|
703
iShares US Infrastructure ETF
IFRA
$4.65B
| $241K | 0.02% |
5,973
-13,254
| -69% | -$494K |
|
704
Cintas
CTAS
$82.4B
| $240K | 0.02% |
1,596
-1,196
| -43% | -$160K |
|
705
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
| $240K | 0.02% |
4,154
-2,800
| -40% | -$155K |
|
706
Innovator US Equity Buffer ETF January
BJAN
$393M
| $239K | 0.02% |
5,850
-1,599
| -21% | -$61.1K |
|
707
British American Tobacco
BTI
$132B
| $239K | 0.02% |
8,149
-26,055
| -76% | -$793K |
|
708
Novartis
NVS
$295B
| $238K | 0.02% |
2,362
-4,754
| -67% | -$459K |
|
709
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
| $238K | 0.02% |
1,356
-497
| -27% | -$77.4K |
|
710
Crocs
CROX
$6.69B
| $237K | 0.02% |
2,532
-1,961
| -44% | -$181K |
|
711
SentinelOne
S
$6.22B
| $236K | 0.02% |
+8,600
| New | +$167K |
|
712
Janus Henderson AAA CLO ETF
JAAA
$29.1B
| $236K | 0.02% |
4,687
-25,020
| -84% | -$1.26M |
|
713
Innovator US Equity Power Buffer ETF September
PSEP
$842M
| $236K | 0.02% |
6,777
-10,127
| -60% | -$337K |
|
714
FLEX LNG
FLNG
$1.67B
| $235K | 0.02% |
8,100
-7,008
| -46% | -$210K |
|
715
Aramark
ARMK
$15B
| $235K | 0.02% |
8,356
-4,364
| -34% | -$118K |
|
716
Cigna
CI
$76.6B
| $235K | 0.02% |
783
-1,351
| -63% | -$395K |
|
717
JPMorgan US Quality Factor ETF
JQUA
$8.09B
| $234K | 0.02% |
+4,885
| New | +$219K |
|
718
Brookfield Renewable
BEPC
$6.12B
| $232K | 0.02% |
8,061
-8,587
| -52% | -$219K |
|
719
Broadridge
BR
$17.2B
| $231K | 0.02% |
1,125
-814
| -42% | -$150K |
|
720
Generac Holdings
GNRC
$11.9B
| $231K | 0.02% |
1,790
-2,319
| -56% | -$254K |
|
721
Boston Scientific
BSX
$65.8B
| $231K | 0.02% |
3,991
-6,222
| -61% | -$332K |
|
722
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
| $230K | 0.02% |
6,298
-4,952
| -44% | -$174K |
|
723
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $229K | 0.02% |
1,043
-4,357
| -81% | -$871K |
|
724
StoneCo
STNE
$2.62B
| $229K | 0.02% |
12,700
-19,025
| -60% | -$250K |
|
725
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
| $229K | 0.02% |
2,308
-4,118
| -64% | -$367K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.