We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFH icon
701
Bread Financial
BFH
$4.21B
$519K 0.02%
15,171
-960
-6% -$35.2K
BJUN icon
702
Innovator US Equity Buffer ETF June
BJUN
$311M
$518K 0.02%
15,794
-1,321
-8% -$44.4K
USB icon
703
US Bancorp
USB
$99.6B
$516K 0.02%
15,621
-531
-3% -$19.3K
AMCR icon
704
Amcor
AMCR
$20.6B
$516K 0.02%
11,267
+295
+3% +$14.2K
BMAY icon
705
Innovator US Equity Buffer ETF May
BMAY
$232M
$514K 0.02%
16,544
-1,102
-6% -$35.1K
POOL icon
706
Pool Corp
POOL
$6.7B
$514K 0.02%
1,443
-118
-8% -$42.9K
TXT icon
707
Textron
TXT
$16.6B
$514K 0.02%
6,578
-40
-0.6% -$2.98K
XYLD icon
708
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$512K 0.02%
13,156
-1,673
-11% -$67.8K
AOM icon
709
iShares Core Moderate Allocation ETF
AOM
$1.76B
$509K 0.02%
13,083
+46
+0.4% +$1.84K
IWY icon
710
iShares Russell Top 200 Growth ETF
IWY
$16B
$509K 0.02%
3,308
-78
-2% -$12.4K
HRL icon
711
Hormel Foods
HRL
$13.9B
$508K 0.02%
13,368
-1,601
-11% -$63.1K
HUN icon
712
Huntsman Corp
HUN
$2.24B
$506K 0.02%
20,738
-7,112
-26% -$193K
UNM icon
713
Unum
UNM
$13.8B
$505K 0.02%
10,276
-1,465
-12% -$71.6K
CGW icon
714
Invesco S&P Global Water Index ETF
CGW
$1.05B
$505K 0.02%
10,847
-7
-0.1% -$352
GDV icon
715
Gabelli Dividend & Income Trust
GDV
$2.6B
$502K 0.02%
25,828
+839
+3% +$17.5K
PTY icon
716
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$502K 0.02%
38,386
+1,238
+3% +$17.5K
EMB icon
717
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$501K 0.02%
6,072
-1,790
-23% -$153K
JNK icon
718
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$499K 0.02%
5,514
+1,056
+24% +$96.7K
FMHI icon
719
First Trust Municipal High Income ETF
FMHI
$980M
$497K 0.02%
11,033
+502
+5% +$23.4K
INTU icon
720
Intuit
INTU
$81.1B
$497K 0.02%
972
+193
+25% +$97.7K
CHD icon
721
Church & Dwight Co
CHD
$23.1B
$497K 0.02%
5,418
-168
-3% -$16.1K
ZTR
722
Virtus Total Return Fund
ZTR
$340M
$496K 0.02%
103,309
+12,006
+13% +$68.5K
SWKS icon
723
Skyworks Solutions
SWKS
$9.06B
$494K 0.02%
5,008
-1,238
-20% -$132K
CPRT icon
724
Copart
CPRT
$25.9B
$493K 0.02%
11,451
+3,345
+41% +$149K
ZION icon
725
Zions Bancorporation
ZION
$10.1B
$492K 0.02%
14,113
-4,264
-23% -$149K
27 28
29
30 31

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.