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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFD icon
701
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.94B
$684K 0.02%
32,254
+19,211
+147% +$403K
PTY icon
702
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$684K 0.02%
44,550
+5,623
+14% +$86.6K
ACIO icon
703
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
$683K 0.02%
+21,691
New +$678K
CPE
704
DELISTED
Callon Petroleum Company
CPE
$683K 0.02%
11,566
-513
-4% -$28.1K
PXD
705
DELISTED
Pioneer Natural Resource Co.
PXD
$681K 0.02%
2,723
+220
+9% +$49.7K
ARKQ icon
706
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
$678K 0.02%
10,018
-43,624
-81% -$2.89M
DGX icon
707
Quest Diagnostics
DGX
$25.6B
$678K 0.02%
4,952
+264
+6% +$36.8K
AVDV icon
708
Avantis International Small Cap Value ETF
AVDV
$18.9B
$677K 0.02%
10,816
+2,176
+25% +$137K
OFS icon
709
OFS Capital
OFS
$46M
$674K 0.02%
51,850
+271
+0.5% +$2.91K
PSEP icon
710
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$674K 0.02%
22,398
+700
+3% +$20.8K
TFC icon
711
Truist Financial
TFC
$63.7B
$670K 0.02%
11,807
+1,629
+16% +$101K
CMG icon
712
Chipotle Mexican Grill
CMG
$42.6B
$669K 0.02%
21,100
+5,350
+34% +$161K
LCID icon
713
Lucid Motors
LCID
$2.54B
$668K 0.02%
+2,631
New +$784K
EXK
714
Endeavour Silver
EXK
$2.35B
$667K 0.02%
143,460
+21,275
+17% +$92.6K
FNDF icon
715
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$665K 0.02%
20,622
+1,688
+9% +$55K
FMF icon
716
First Trust Managed Futures Strategy Fund
FMF
$249M
$664K 0.02%
13,587
+4,870
+56% +$229K
GDV icon
717
Gabelli Dividend & Income Trust
GDV
$2.61B
$664K 0.02%
26,937
-40
-0.1% -$996
NG icon
718
NovaGold Resources
NG
$2.62B
$663K 0.02%
85,752
+9,769
+13% +$68.8K
APO icon
719
Apollo Global Management
APO
$71.6B
$662K 0.02%
10,683
-175
-2% -$11.5K
BCD icon
720
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$402M
$662K 0.02%
+17,371
New +$607K
BCE icon
721
BCE
BCE
$19.8B
$660K 0.02%
11,891
-79
-0.7% -$4.19K
BUD icon
722
AB InBev
BUD
$156B
$659K 0.02%
10,965
-240
-2% -$14.8K
SSRM icon
723
SSR Mining
SSRM
$5.45B
$659K 0.02%
30,278
-9,531
-24% -$179K
RBLX icon
724
Roblox
RBLX
$34.7B
$658K 0.02%
14,224
-4,295
-23% -$259K
RVTY icon
725
Revvity
RVTY
$12.1B
$658K 0.02%
3,769
-200
-5% -$35.5K
27 28
29
30 31

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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.