We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTB icon
701
Fidelity Limited Term Bond ETF
FLTB
$415M
$652K 0.02%
12,483
-6,388
-34% -$335K
MGC icon
702
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$651K 0.02%
4,272
-14
-0.3% -$2.2K
CHTR icon
703
Charter Communications
CHTR
$15.7B
$648K 0.02%
890
+5
+0.6% +$3.79K
FNV icon
704
Franco-Nevada
FNV
$41.4B
$645K 0.02%
4,963
-2,391
-33% -$350K
ECL icon
705
Ecolab
ECL
$76.4B
$643K 0.02%
3,082
+212
+7% +$46.5K
FID icon
706
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$643K 0.02%
36,691
+2,245
+7% +$40.6K
MASI
707
DELISTED
Masimo
MASI
$643K 0.02%
+2,377
New +$645K
MIY icon
708
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$642K 0.02%
41,501
-1,374
-3% -$21.5K
BXMT icon
709
Blackstone Mortgage Trust
BXMT
$2.8B
$639K 0.02%
21,091
+9,269
+78% +$294K
CDE icon
710
Coeur Mining
CDE
$15.8B
$639K 0.02%
103,613
+26,367
+34% +$187K
CHX
711
DELISTED
ChampionX
CHX
$637K 0.02%
28,509
+800
+3% +$18.3K
DGX icon
712
Quest Diagnostics
DGX
$25.6B
$636K 0.02%
4,376
-190
-4% -$27.8K
DIN icon
713
Dine Brands
DIN
$448M
$635K 0.02%
7,816
+29
+0.4% +$2.33K
VDC icon
714
Vanguard Consumer Staples ETF
VDC
$7.98B
$633K 0.02%
3,529
-25
-0.7% -$4.63K
CCJ icon
715
Cameco
CCJ
$38.9B
$630K 0.02%
+28,999
New +$549K
SAVE
716
DELISTED
Spirit Airlines, Inc.
SAVE
$630K 0.02%
+24,283
New +$637K
AUY
717
DELISTED
Yamana Gold, Inc.
AUY
$629K 0.02%
158,842
+142,166
+853% +$602K
WCLD
718
WisdomTree Cloud Computing Fund
WCLD
$258M
$628K 0.02%
10,894
+827
+8% +$48.4K
CI icon
719
Cigna
CI
$77B
$624K 0.02%
3,116
+1,710
+122% +$372K
USRT icon
720
iShares Core US REIT ETF
USRT
$4.73B
$623K 0.02%
10,628
-606
-5% -$36.9K
IYG icon
721
iShares US Financial Services ETF
IYG
$2.16B
$620K 0.02%
9,882
+5,655
+134% +$355K
BCE icon
722
BCE
BCE
$19.8B
$619K 0.02%
12,371
+584
+5% +$29.5K
CHY
723
Calamos Convertible and High Income Fund
CHY
$1.02B
$619K 0.02%
39,601
+4,422
+13% +$71.3K
CINF icon
724
Cincinnati Financial
CINF
$28.5B
$619K 0.02%
5,418
-1,333
-20% -$158K
PNR icon
725
Pentair
PNR
$10.2B
$617K 0.02%
+8,495
New +$634K
27 28
29
30 31

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.