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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
701
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
$594K 0.02%
9,444
+4
+0% +$244
VMBS icon
702
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$594K 0.02%
11,135
+410
+4% +$22.1K
DY icon
703
Dycom Industries
DY
$8.61B
$593K 0.02%
6,389
-1,321
-17% -$115K
BAX icon
704
Baxter International
BAX
$11.9B
$590K 0.02%
6,995
-414
-6% -$32.9K
XHE icon
705
State Street SPDR S&P Health Care Equipment ETF
XHE
$173M
$590K 0.02%
4,930
+1,813
+58% +$219K
BW icon
706
Babcock & Wilcox
BW
$1.09B
$589K 0.02%
+62,200
New +$399K
BHVN
707
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$584K 0.02%
8,537
+827
+11% +$66.9K
MGV icon
708
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$583K 0.02%
6,123
-733
-11% -$66.7K
PALL icon
709
abrdn Physical Palladium Shares ETF
PALL
$690M
$582K 0.02%
11,890
+6,795
+133% +$306K
MCHP icon
710
Microchip Technology
MCHP
$38.5B
$581K 0.02%
7,482
+250
+3% +$18.6K
PLUG icon
711
Plug Power
PLUG
$2.96B
$581K 0.02%
16,211
+2,738
+20% +$141K
EEMS icon
712
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$370M
$578K 0.02%
10,057
+2,017
+25% +$113K
EPD icon
713
Enterprise Products Partners
EPD
$83B
$576K 0.02%
26,174
+553
+2% +$12.2K
SPYG icon
714
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.3B
$574K 0.02%
10,168
-417
-4% -$23.4K
FLIR
715
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$573K 0.02%
10,147
-259
-2% -$14.1K
TSN icon
716
Tyson Foods
TSN
$18.4B
$572K 0.02%
7,695
+3,103
+68% +$214K
SNDX icon
717
Syndax Pharmaceuticals
SNDX
$1.58B
$569K 0.02%
25,440
-85
-0.3% -$1.92K
CHD icon
718
Church & Dwight Co
CHD
$22.5B
$565K 0.02%
6,465
+12
+0.2% +$1K
STEM icon
719
Stem
STEM
$45.4M
$565K 0.02%
+1,062
New +$682K
FMB icon
720
First Trust Managed Municipal ETF
FMB
$2.02B
$562K 0.02%
9,963
+915
+10% +$51.9K
ITB icon
721
iShares US Home Construction ETF
ITB
$2.13B
$558K 0.02%
8,217
+4,515
+122% +$279K
MSTR icon
722
Strategy Inc
MSTR
$52.5B
$558K 0.02%
+8,220
New +$581K
NKE icon
723
CALL
Nike
NKE
$53.9B
$558K 0.02%
+4,200
New +$584K
WTRG icon
724
Essential Utilities
WTRG
$11.8B
$557K 0.02%
12,457
-19,392
-61% -$876K
EBS icon
725
Emergent Biosolutions
EBS
$360M
$556K 0.02%
5,981
-266
-4% -$27.2K
27 28
29
30 31

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.