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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
(+11%)
Cap. Flow
+$67.8M
Cap. Flow
% of AUM
2.68%
Top 10 Holdings %
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$16.1M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$12.6M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.3M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.8M |
| 5 |
SPDR Gold Trust
GLD
|
+$8.31M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$14.2M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$10.4M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.27M |
| 4 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$5.32M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.79% |
| 2 | Consumer Discretionary | 6.34% |
| 3 | Healthcare | 4.95% |
| 4 | Communication Services | 4.06% |
| 5 | Financials | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
PUT
JPMorgan Chase
JPM
$944B
| $385K | 0.02% |
4,000
| – | – |
|
702
National Grid
NGG
$81.7B
| $385K | 0.02% |
7,529
-471
| -6% | -$23.7K |
|
|
BGFV
703
DELISTED
Big 5 Sporting Goods
BGFV
| $384K | 0.02% |
+51,316
| New | +$271K |
|
704
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $383K | 0.02% |
7,368
+1,483
| +25% | +$77.3K |
|
|
BNY
705
Bank of New York Mellon
BNY
$107B
| $382K | 0.02% |
11,132
-5,252
| -32% | -$191K |
|
706
Carvana
CVNA
$45.4B
| $380K | 0.02% |
+8,525
| New | +$302K |
|
707
First Trust Managed Municipal ETF
FMB
$2.04B
| $379K | 0.02% |
6,808
-2,301
| -25% | -$128K |
|
708
Zillow
ZG
$7.42B
| $378K | 0.02% |
+3,726
| New | +$290K |
|
709
iShares US Financial Services ETF
IYG
$2.15B
| $374K | 0.01% |
9,192
+663
| +8% | +$27.3K |
|
|
EXAS
710
DELISTED
Exact Sciences
EXAS
| $373K | 0.01% |
3,654
-475
| -12% | -$41K |
|
711
Amplify Online Retail ETF
IBUY
$110M
| $373K | 0.01% |
4,231
+569
| +16% | +$48.4K |
|
712
iShares MSCI Global Gold Miners ETF
RING
$2.3B
| $373K | 0.01% |
11,420
-4,065
| -26% | -$137K |
|
|
CGC
713
Canopy Growth
CGC
$393M
| $372K | 0.01% |
2,598
-642
| -20% | -$108K |
|
714
Public Storage
PSA
$60.5B
| $372K | 0.01% |
1,672
-1
| -0.1% | -$204 |
|
715
British American Tobacco
BTI
$131B
| $371K | 0.01% |
10,268
-1,565
| -13% | -$54.8K |
|
716
BlackRock MuniAssets Fund
MUA
$528M
| $371K | 0.01% |
26,949
-33
| -0.1% | -$468 |
|
717
Southwest Gas
SWX
$6.69B
| $371K | 0.01% |
+5,886
| New | +$393K |
|
718
Tyler Technologies
TYL
$13.2B
| $371K | 0.01% |
1,063
-1,005
| -49% | -$348K |
|
719
Analog Devices
ADI
$179B
| $369K | 0.01% |
3,163
-20
| -0.6% | -$2.34K |
|
720
AGNC Investment
AGNC
$12.4B
| $369K | 0.01% |
26,538
+1,754
| +7% | +$24.1K |
|
721
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
| $369K | 0.01% |
+8,380
| New | +$351K |
|
722
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
| $368K | 0.01% |
13,575
-32,764
| -71% | -$905K |
|
723
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
| $368K | 0.01% |
3,783
-83
| -2% | -$7.87K |
|
724
Mitek Systems
MITK
$776M
| $367K | 0.01% |
28,781
-6,439
| -18% | -$72.6K |
|
725
Telkom Indonesia
TLK
$14.2B
| $367K | 0.01% |
+21,140
| New | +$424K |
|
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Sigma Planning Corp's Q3 2020 Portfolio in Review
As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
- Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
- Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
- Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
- Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
- Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.
Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.