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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
701
AstraZeneca
AZN
$269B
$257K 0.02%
2,875
-4,402
-60% -$414K
SGOL icon
702
abrdn Physical Gold Shares ETF
SGOL
$6.86B
$257K 0.02%
16,940
-760
-4% -$11.6K
XSLV icon
703
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$257K 0.02%
7,764
-543
-7% -$24.7K
TDY icon
704
Teledyne Technologies
TDY
$29.8B
$256K 0.02%
861
-160
-16% -$55K
FLTR icon
705
VanEck IG Floating Rate ETF
FLTR
$2.94B
$255K 0.02%
10,777
-1,577
-13% -$39K
ATO icon
706
Atmos Energy
ATO
$30.4B
$254K 0.02%
+2,561
New +$282K
FITB
707
Fifth Third Bancorp
FITB
$51.8B
$253K 0.02%
+17,054
New +$425K
LH icon
708
Labcorp
LH
$25.6B
$253K 0.02%
+2,326
New +$335K
AN icon
709
AutoNation
AN
$7.23B
$252K 0.02%
8,987
-444
-5% -$18.3K
FNV icon
710
Franco-Nevada
FNV
$40.5B
$252K 0.02%
+2,535
New +$275K
EVV
711
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$250K 0.01%
23,690
-4,232
-15% -$52.4K
CSQ icon
712
Calamos Strategic Total Return Fund
CSQ
$3.17B
$249K 0.01%
25,499
+1,793
+8% +$22.5K
SLB icon
713
SLB Ltd
SLB
$76.7B
$249K 0.01%
18,459
+2,647
+17% +$76.6K
FUN icon
714
Cedar Fair
FUN
$1.85B
$247K 0.01%
13,464
+8,410
+166% +$369K
ICVT icon
715
iShares Convertible Bond ETF
ICVT
$7.04B
$246K 0.01%
+4,525
New +$280K
HMLP
716
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$246K 0.01%
33,597
+8,651
+35% +$107K
SLY
717
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$246K 0.01%
5,069
-1,197
-19% -$77K
ES icon
718
Eversource Energy
ES
$28.6B
$245K 0.01%
+3,131
New +$275K
IXJ icon
719
iShares Global Healthcare ETF
IXJ
$4.18B
$244K 0.01%
4,010
-366
-8% -$24.1K
LGLV icon
720
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$244K 0.01%
2,697
-726
-21% -$79.3K
MRVL icon
721
Marvell Technology
MRVL
$153B
$244K 0.01%
+10,781
New +$258K
FISV
722
Fiserv Inc
FISV
$28.4B
$243K 0.01%
2,562
-469
-15% -$52.1K
GPC icon
723
Genuine Parts
GPC
$18.1B
$241K 0.01%
3,584
+1,440
+67% +$128K
WY icon
724
Weyerhaeuser
WY
$17.8B
$240K 0.01%
14,160
+1,802
+15% +$47.4K
EXAS
725
DELISTED
Exact Sciences
EXAS
$239K 0.01%
4,117
+393
+11% +$31.9K
27 28
29
30 31

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.