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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPM
701
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$373K 0.02%
46,244
-4,512
-9% -$35.7K
FLRN icon
702
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$372K 0.02%
12,105
+3,572
+42% +$110K
CXT icon
703
Crane NXT
CXT
$3.04B
$371K 0.02%
12,380
+942
+8% +$26.8K
DBL
704
DoubleLine Opportunistic Credit Fund
DBL
$278M
$370K 0.02%
17,924
+25
+0.1% +$517
EVV
705
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$370K 0.02%
27,922
-975
-3% -$12.5K
SHV icon
706
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$370K 0.02%
3,352
-8,867
-73% -$980K
IQ icon
707
iQIYI
IQ
$1.18B
$369K 0.02%
+17,500
New +$322K
RQI icon
708
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$366K 0.02%
24,577
-19,361
-44% -$290K
UNM icon
709
Unum
UNM
$13.8B
$364K 0.02%
12,475
+1,072
+9% +$31.2K
TRGP icon
710
Targa Resources
TRGP
$60.4B
$363K 0.02%
8,892
-344
-4% -$13.3K
TROW icon
711
T. Rowe Price
TROW
$25B
$359K 0.02%
2,946
-115
-4% -$13.6K
ABG icon
712
Asbury Automotive
ABG
$4.19B
$358K 0.02%
+3,203
New +$345K
QTUM icon
713
Defiance Quantum ETF
QTUM
$5.25B
$358K 0.02%
+12,180
New +$335K
FN icon
714
Fabrinet
FN
$17.1B
$357K 0.02%
+5,500
New +$318K
AMRN
715
Amarin Corp
AMRN
$284M
$356K 0.02%
+831
New +$316K
HYLS icon
716
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$356K 0.02%
7,293
+808
+12% +$39K
SIL icon
717
Global X Silver Miners ETF NEW
SIL
$4.08B
$356K 0.02%
10,721
-28
-0.3% -$837
QDF icon
718
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$355K 0.02%
7,327
-23,665
-76% -$1.11M
SPYG icon
719
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$354K 0.01%
8,455
+1,239
+17% +$49.7K
TDY icon
720
Teledyne Technologies
TDY
$30.4B
$354K 0.01%
1,021
+12
+1% +$4.03K
BIIB icon
721
Biogen
BIIB
$29.9B
$353K 0.01%
+1,191
New +$330K
AOM icon
722
iShares Core Moderate Allocation ETF
AOM
$1.76B
$351K 0.01%
8,754
+304
+4% +$12K
FISV
723
Fiserv Inc
FISV
$27.2B
$351K 0.01%
3,031
-802
-21% -$88.5K
UTRN
724
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$351K 0.01%
12,995
-405
-3% -$10.9K
TYL icon
725
Tyler Technologies
TYL
$12.2B
$348K 0.01%
+1,160
New +$323K
27 28
29
30 31

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.