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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
701
Regeneron Pharmaceuticals
REGN
$68.8B
$358K 0.02%
1,289
+254
+25% +$75.2K
VWOB icon
702
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$357K 0.02%
4,429
+181
+4% +$14.6K
PEG icon
703
Public Service Enterprise Group
PEG
$39.8B
$356K 0.02%
5,738
-489
-8% -$29.2K
PSLV icon
704
Sprott Physical Silver Trust
PSLV
$11.9B
$356K 0.02%
56,995
+7,510
+15% +$47.1K
SNP
705
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$356K 0.02%
+6,072
New +$376K
XSLV icon
706
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$354K 0.02%
7,232
+426
+6% +$20.5K
FLTB icon
707
Fidelity Limited Term Bond ETF
FLTB
$415M
$353K 0.02%
6,920
+337
+5% +$17.2K
UTRN
708
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$353K 0.02%
13,400
+2,000
+18% +$51.8K
FDVV icon
709
Fidelity High Dividend ETF
FDVV
$10.1B
$352K 0.02%
11,661
-4,009
-26% -$120K
NVG icon
710
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$352K 0.02%
21,023
-1,384
-6% -$22.7K
STWD icon
711
Starwood Property Trust
STWD
$6.12B
$351K 0.02%
14,502
-414
-3% -$9.76K
TROW icon
712
T. Rowe Price
TROW
$25B
$350K 0.02%
3,061
-144
-4% -$16K
APLE icon
713
Apple Hospitality REIT
APLE
$3.96B
$349K 0.02%
+21,030
New +$333K
RFDI icon
714
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$343K 0.02%
6,157
-4,612
-43% -$256K
HALL
715
DELISTED
Hallmark Financial Services, Inc.
HALL
$340K 0.02%
1,779
+249
+16% +$41.1K
UNM icon
716
Unum
UNM
$13.8B
$339K 0.02%
11,403
+1,344
+13% +$39.9K
VEU icon
717
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$338K 0.02%
6,771
-52,114
-89% -$2.6M
MEDP icon
718
Medpace
MEDP
$16.8B
$336K 0.02%
3,996
-673
-14% -$50.9K
SNA icon
719
Snap-on
SNA
$20.9B
$336K 0.02%
2,147
-301
-12% -$46.2K
DOX icon
720
Amdocs
DOX
$5.53B
$335K 0.02%
+5,059
New +$325K
HBAN icon
721
Huntington Bancshares
HBAN
$35.1B
$335K 0.02%
23,459
-1,647
-7% -$22.5K
AOM icon
722
iShares Core Moderate Allocation ETF
AOM
$1.76B
$332K 0.02%
8,450
+235
+3% +$9.15K
ZM icon
723
Zoom
ZM
$25.8B
$332K 0.02%
+4,358
New +$393K
ARKG icon
724
ARK Genomic Revolution ETF
ARKG
$1.51B
$331K 0.02%
11,228
+3,673
+49% +$119K
LNC icon
725
Lincoln National
LNC
$7.91B
$330K 0.02%
5,464
+738
+16% +$44.1K
27 28
29
30 31

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.