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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALL icon
701
abrdn Physical Palladium Shares ETF
PALL
$603M
$238K 0.02%
11,730
-1,340
-10% -$25.4K
PFPT
702
DELISTED
Proofpoint, Inc.
PFPT
$238K 0.02%
+2,680
New +$243K
CHW
703
Calamos Global Dynamic Income Fund
CHW
$544M
$237K 0.02%
26,089
+609
+2% +$5.54K
STWD icon
704
Starwood Property Trust
STWD
$6.12B
$237K 0.02%
11,120
+215
+2% +$4.66K
XHB icon
705
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$237K 0.02%
5,355
-674
-11% -$28.3K
THO icon
706
Thor Industries
THO
$3.99B
$236K 0.02%
1,563
-44
-3% -$6.12K
FXL icon
707
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$235K 0.02%
+4,585
New +$234K
PXD
708
DELISTED
Pioneer Natural Resource Co.
PXD
$235K 0.02%
+1,358
New +$209K
LDP icon
709
Cohen & Steers Duration Preferred & Income Fund
LDP
$602M
$234K 0.02%
8,980
+1,025
+13% +$27.1K
DPLO
710
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$234K 0.02%
11,675
-252
-2% -$4.96K
EIX icon
711
Edison International
EIX
$30.7B
$233K 0.02%
3,680
+589
+19% +$44.9K
ALLE icon
712
Allegion
ALLE
$13B
$232K 0.02%
2,910
– –
LEG icon
713
Leggett & Platt
LEG
$1.52B
$232K 0.02%
4,851
-340
-7% -$16.1K
EXPD icon
714
Expeditors International
EXPD
$22.9B
$231K 0.02%
3,576
-25
-0.7% -$1.53K
IYJ icon
715
iShares US Industrials ETF
IYJ
$1.98B
$231K 0.02%
+3,132
New +$224K
VIOO icon
716
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$231K 0.02%
3,316
+30
+0.9% +$2.06K
DGX icon
717
Quest Diagnostics
DGX
$25.1B
$230K 0.02%
+2,337
New +$222K
SPIP icon
718
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$230K 0.02%
+8,172
New +$231K
TCPC icon
719
BlackRock TCP Capital
TCPC
$265M
$230K 0.02%
15,027
+344
+2% +$5.5K
GF
720
New Germany Fund
GF
$184M
$229K 0.02%
11,774
– –
ABMD
721
DELISTED
Abiomed Inc
ABMD
$229K 0.02%
1,221
– –
DES icon
722
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$227K 0.02%
7,818
+156
+2% +$4.45K
SPYG icon
723
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$227K 0.02%
6,869
-263
-4% -$8.49K
EFR
724
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$226K 0.02%
15,667
-383
-2% -$5.54K
LDOS icon
725
Leidos
LDOS
$14.1B
$224K 0.02%
+3,473
New +$218K
27 28
29
30 31

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.