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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
701
Biogen
BIIB
$29.9B
$238K 0.02%
+760
New +$225K
FRA icon
702
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$237K 0.02%
16,506
-1,737
-10% -$24.5K
KIM icon
703
Kimco Realty
KIM
$17.6B
$237K 0.02%
+12,124
New +$238K
STWD icon
704
Starwood Property Trust
STWD
$6.12B
$237K 0.02%
10,905
-471
-4% -$10.4K
JHD
705
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$237K 0.02%
23,396
-1,925
-8% -$19.7K
PALL icon
706
abrdn Physical Palladium Shares ETF
PALL
$603M
$234K 0.02%
+13,070
New +$225K
HRL icon
707
Hormel Foods
HRL
$13.9B
$233K 0.02%
7,239
+296
+4% +$9.68K
HEQ
708
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$232K 0.02%
+13,155
New +$230K
PX
709
DELISTED
Praxair Inc
PX
$232K 0.02%
+1,661
New +$221K
TTWO icon
710
Take-Two Interactive
TTWO
$43B
$231K 0.02%
+2,255
New +$202K
CHW
711
Calamos Global Dynamic Income Fund
CHW
$544M
$230K 0.02%
25,480
+9,975
+64% +$87.4K
DPZ icon
712
Domino's
DPZ
$11B
$230K 0.02%
1,156
-125
-10% -$24.3K
PPA icon
713
Invesco Aerospace & Defense ETF
PPA
$8.27B
$230K 0.02%
+4,476
New +$218K
SNLN
714
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$230K 0.02%
12,548
-3,600
-22% -$66.1K
DGRW icon
715
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$229K 0.02%
6,009
-491
-8% -$18.3K
IGV icon
716
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$228K 0.02%
+7,800
New +$223K
IXN icon
717
iShares Global Tech ETF
IXN
$8.7B
$227K 0.02%
+9,558
New +$220K
XIV
718
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$227K 0.02%
2,325
-14,357
-86% -$1.25M
ILTB icon
719
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$226K 0.02%
3,545
-26
-0.7% -$1.66K
CPB icon
720
Campbell Soup
CPB
$6.51B
$225K 0.02%
4,800
+503
+12% +$25.5K
IYC icon
721
iShares US Consumer Discretionary ETF
IYC
$1.12B
$225K 0.02%
5,484
-21,016
-79% -$863K
MVT
722
DELISTED
BlackRock MuniVest Fund II
MVT
$224K 0.02%
14,448
+158
+1% +$2.5K
NFJ
723
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$224K 0.02%
16,711
– –
PCI
724
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$224K 0.02%
9,726
-2,465
-20% -$55.8K
DHC
725
Diversified Healthcare Trust
DHC
$2.26B
$223K 0.02%
+11,399
New +$222K
27 28
29
30 31

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.