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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASHS icon
701
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
$32.6M
– –
-8,319
Closed -$345K
AXP icon
702
CALL
American Express
AXP
$223B
– –
-3,000
Closed -$209K
BHP icon
703
BHP
BHP
$213B
– –
-20,352
Closed -$468K
BKNG icon
704
Booking.com
BKNG
$138B
– –
-5,925
Closed -$302K
CAH icon
705
CALL
Cardinal Health
CAH
$53.4B
– –
-4,000
Closed -$357K
CURE icon
706
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
– –
-6,586
Closed -$220K
DFS
707
DELISTED
Discover Financial Services
DFS
– –
-3,921
Closed -$210K
DGZ icon
708
DB Gold Short ETN due Feb 15 2038
DGZ
$1.74M
– –
-12,315
Closed -$211K
DWAS icon
709
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
– –
-8,732
Closed -$328K
DWM icon
710
WisdomTree International Equity Fund
DWM
$666M
– –
-6,218
Closed -$290K
DXD icon
711
ProShares UltraShort Dow 30
DXD
$44.8M
– –
-748
Closed -$302K
EPM icon
712
Evolution Petroleum
EPM
$137M
– –
-10,566
Closed -$51K
ERX icon
713
Direxion Daily Energy Bull 2X ETF
ERX
$249M
– –
-1,958
Closed -$459K
ERY icon
714
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
– –
-139
Closed -$204K
EWG icon
715
iShares MSCI Germany ETF
EWG
$1.5B
– –
-8,071
Closed -$211K
EWY icon
716
iShares MSCI South Korea ETF
EWY
$21.7B
– –
-8,310
Closed -$413K
EWW icon
717
iShares MSCI Mexico ETF
EWW
$1.89B
– –
-7,948
Closed -$396K
EXPD icon
718
Expeditors International
EXPD
$22.9B
– –
-6,024
Closed -$272K
FAB icon
719
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
– –
-5,140
Closed -$209K
FAD icon
720
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
– –
-4,068
Closed -$202K
FBT icon
721
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
– –
-7,599
Closed -$859K
FCG icon
722
First Trust Natural Gas ETF
FCG
$632M
– –
-3,159
Closed -$70K
FIDU icon
723
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
– –
-58,941
Closed -$1.6M
FNV icon
724
Franco-Nevada
FNV
$41.4B
– –
-6,604
Closed -$302K
FREL icon
725
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-9,401
Closed -$213K
27 28
29
30 31

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WWA
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.