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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
lululemon athletica
LULU
$13B
| $259K | 0.02% |
507
-1,083
| -68% | -$468K |
|
677
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
| $258K | 0.02% |
3,969
-8,684
| -69% | -$536K |
|
|
RIV
678
RiverNorth Opportunities Fund
RIV
$308M
| $256K | 0.02% |
23,331
-18,815
| -45% | -$198K |
|
679
Wabash National
WNC
$543M
| $256K | 0.02% |
10,000
-10
| -0.1% | -$226 |
|
680
Parker-Hannifin
PH
$125B
| $256K | 0.02% |
556
-255
| -31% | -$106K |
|
681
Sylvamo
SLVM
$1.52B
| $256K | 0.02% |
5,206
-231
| -4% | -$10.8K |
|
682
Pool Corp
POOL
$6.7B
| $256K | 0.02% |
641
-802
| -56% | -$281K |
|
683
EPR Properties
EPR
$4.86B
| $255K | 0.02% |
5,255
-8,814
| -63% | -$393K |
|
684
Western Union
WU
$2.57B
| $255K | 0.02% |
21,355
-18,621
| -47% | -$227K |
|
685
Capital One
COF
$124B
| $251K | 0.02% |
1,915
-664
| -26% | -$71.6K |
|
686
ASML
ASML
$675B
| $251K | 0.02% |
332
-146
| -31% | -$96.4K |
|
687
Synaptics
SYNA
$4.41B
| $251K | 0.02% |
2,200
-174
| -7% | -$17.3K |
|
688
MidCap Financial Investment
MFIC
$784M
| $251K | 0.02% |
18,334
-32,136
| -64% | -$428K |
|
689
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $250K | 0.02% |
4,044
-3,478
| -46% | -$199K |
|
690
Innovative Industrial Properties
IIPR
$1.78B
| $249K | 0.02% |
2,465
-4,457
| -64% | -$365K |
|
691
FT Vest US Equity Enhance & Moderate Buffer ETF November
XNOV
$55.6M
| $248K | 0.02% |
+7,906
| New | +$246K |
|
692
Restaurant Brands International
QSR
$25.1B
| $248K | 0.02% |
3,174
-4,626
| -59% | -$322K |
|
693
iShares MSCI ACWI ETF
ACWI
$32.6B
| $248K | 0.02% |
2,437
-3,968
| -62% | -$380K |
|
694
Encore Capital Group
ECPG
$1.93B
| $248K | 0.02% |
4,880
-8,422
| -63% | -$382K |
|
695
Quest Diagnostics
DGX
$25.1B
| $247K | 0.02% |
1,795
-5,990
| -77% | -$787K |
|
696
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
| $246K | 0.02% |
5,345
-5,994
| -53% | -$261K |
|
697
Diageo
DEO
$46.2B
| $246K | 0.02% |
1,690
-2,352
| -58% | -$347K |
|
698
Xerox
XRX
$337M
| $245K | 0.02% |
13,343
+3,329
| +33% | +$49.2K |
|
699
Stride
LRN
$3.69B
| $243K | 0.02% |
4,100
-3,100
| -43% | -$170K |
|
700
iShares Russell 2000 Value ETF
IWN
$14.4B
| $243K | 0.02% |
1,564
-8,607
| -85% | -$1.19M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.