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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGV icon
676
Vanguard Mega Cap Value ETF
MGV
$13.3B
$683K 0.02%
6,764
+630
+10% +$64.4K
FEP icon
677
First Trust Europe AlphaDEX Fund
FEP
$513M
$683K 0.02%
19,645
-667
-3% -$23.2K
SBLK icon
678
Star Bulk Carriers
SBLK
$3.02B
$681K 0.02%
32,253
-1,175
-4% -$25.7K
XYLD icon
679
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$681K 0.02%
16,815
+5,964
+55% +$240K
QDEF icon
680
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
$680K 0.02%
12,847
-237
-2% -$12.4K
USTB icon
681
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$675K 0.02%
+13,762
New +$674K
DFAT icon
682
Dimensional US Targeted Value ETF
DFAT
$14.6B
$675K 0.02%
15,164
-225
-1% -$10.4K
LNC icon
683
Lincoln National
LNC
$7.88B
$671K 0.02%
29,856
+3,859
+15% +$115K
LEN icon
684
Lennar Class A
LEN
$20.5B
$671K 0.02%
6,591
+485
+8% +$46.8K
FDVV icon
685
Fidelity High Dividend ETF
FDVV
$10.1B
$670K 0.02%
17,604
-4,293
-20% -$165K
FISV
686
Fiserv Inc
FISV
$27.9B
$670K 0.02%
5,928
-13
-0.2% -$1.43K
PBA icon
687
Pembina Pipeline
PBA
$29B
$667K 0.02%
20,592
+530
+3% +$17.9K
INFL icon
688
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
$667K 0.02%
21,630
-1,309
-6% -$40.9K
SPGP icon
689
Invesco S&P 500 GARP ETF
SPGP
$2.22B
$664K 0.02%
+7,780
New +$673K
QQQX icon
690
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$663K 0.02%
27,692
+615
+2% +$14.1K
SLYG icon
691
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$662K 0.02%
8,978
+57
+0.6% +$4.3K
PPA icon
692
Invesco Aerospace & Defense ETF
PPA
$8.37B
$659K 0.02%
8,184
+251
+3% +$20K
VCR icon
693
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$657K 0.02%
2,602
+885
+52% +$216K
ATVI
694
DELISTED
Activision Blizzard
ATVI
$655K 0.02%
7,654
-520
-6% -$40.4K
SYLD icon
695
Cambria Shareholder Yield ETF
SYLD
$992M
$655K 0.02%
11,156
-2,088
-16% -$129K
XMMO icon
696
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$654K 0.02%
8,663
+466
+6% +$35.7K
BCE icon
697
BCE
BCE
$19.8B
$652K 0.02%
14,564
+308
+2% +$13.9K
MSCI icon
698
MSCI
MSCI
$41.5B
$650K 0.02%
1,161
+29
+3% +$15.3K
BIBL icon
699
Inspire 100 ETF
BIBL
$492M
$649K 0.02%
20,633
+245
+1% +$7.68K
IFRA icon
700
iShares US Infrastructure ETF
IFRA
$4.6B
$648K 0.02%
17,368
-2,948
-15% -$111K
26 27
28
29 30

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.