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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HACK icon
676
Amplify Cybersecurity ETF
HACK
$2.65B
$728K 0.02%
11,852
+2,194
+23% +$139K
IRT icon
677
Independence Realty Trust
IRT
$3.87B
$728K 0.02%
+28,184
New +$667K
PSCH icon
678
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$728K 0.02%
12,162
+312
+3% +$18.7K
CSGP icon
679
CoStar Group
CSGP
$11.9B
$723K 0.02%
9,145
+1,094
+14% +$91.8K
BTG icon
680
B2Gold
BTG
$5.16B
$713K 0.02%
181,385
+18,056
+11% +$72.5K
SNOW icon
681
Snowflake
SNOW
$94.6B
$713K 0.02%
2,104
+490
+30% +$171K
NMRK icon
682
Newmark Group
NMRK
$2.82B
$709K 0.02%
+37,895
New +$604K
SPHQ icon
683
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$707K 0.02%
13,292
+3,192
+32% +$165K
SRLN icon
684
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$707K 0.02%
15,492
+4,895
+46% +$224K
LDSF icon
685
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$706K 0.02%
35,272
-67
-0.2% -$1.34K
CENX icon
686
Century Aluminum
CENX
$4.44B
$705K 0.02%
+42,550
New +$623K
SSRM icon
687
SSR Mining
SSRM
$5.45B
$705K 0.02%
39,809
+663
+2% +$11.3K
VPL icon
688
Vanguard FTSE Pacific ETF
VPL
$8.06B
$704K 0.02%
9,028
+241
+3% +$19.3K
EPD icon
689
Enterprise Products Partners
EPD
$82.5B
$703K 0.02%
32,001
+3,522
+12% +$79K
VGK icon
690
Vanguard FTSE Europe ETF
VGK
$30.1B
$698K 0.02%
10,235
+44
+0.4% +$2.98K
BTI icon
691
British American Tobacco
BTI
$131B
$696K 0.02%
18,610
+7,579
+69% +$269K
RIO icon
692
Rio Tinto
RIO
$150B
$695K 0.02%
10,381
-193
-2% -$12.5K
LYB icon
693
LyondellBasell Industries
LYB
$18.9B
$694K 0.02%
7,527
+118
+2% +$10.9K
CHGG icon
694
Chegg
CHGG
$110M
$692K 0.02%
22,549
+16,367
+265% +$664K
FITB
695
Fifth Third Bancorp
FITB
$51.7B
$690K 0.02%
15,843
-6,200
-28% -$271K
ICLN icon
696
iShares Global Clean Energy ETF
ICLN
$2.35B
$689K 0.02%
32,565
-1,663
-5% -$38.2K
GPC icon
697
Genuine Parts
GPC
$17.6B
$687K 0.02%
4,899
+191
+4% +$25.3K
COIN icon
698
Coinbase
COIN
$44.1B
$686K 0.02%
+2,719
New +$791K
PRVB
699
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$686K 0.02%
121,995
+1,650
+1% +$10.5K
FXH icon
700
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$685K 0.02%
5,514
-1,485
-21% -$178K
26 27
28
29 30

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.